We are live on ! Find out more
CATY icon

Cathay General Bancorp
CATY

213 hedge funds and large institutions have $2.28B invested in Cathay General Bancorp in 2021 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 64 increasing their positions, 87 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $1.8B → $2.28B (+$482M)

20% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 25

1% more funds holding

Funds holding: 211 → 213 (+2)

0.48% more ownership

Funds ownership: 70.24% → 70.73% (+0.48%)

26% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 87

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.82M

Holders
213
Holders Change
+2
Holders Change %
+0.95%
% of All Funds
3.74%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
30
Increased
64
Reduced
87
Closed
25
Calls
–
Puts
$2.82M
Net Calls
-$2.82M
Net Calls Change
-$527K

Top Buyers

1
Holocene Advisors
Holocene Advisors
New York
+$22.6M
2
State Street
State Street
Massachusetts
+$22.4M
3
Citadel Advisors
Citadel Advisors
Florida
+$16.4M
4
BlackRock
BlackRock
New York
+$11.1M
5
Norges Bank
Norges Bank
Norway
+$10.3M

Top Sellers

1
Principal Financial Group
Principal Financial Group
Iowa
-$23.6M
2
Northern Trust
Northern Trust
Illinois
-$10.4M
3
EC
EJF Capital
Virginia
-$9.41M
4
PFMOSF
Philadelphia Financial Management of San Francisco
California
-$7.34M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$6.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
VRS
101
Virginia Retirement Systems
Virginia
$1.23M +$46.2K +1,200 +4%
SOMRS
102
State of Michigan Retirement System
Michigan
$1.13M +$15.4K +400 +1%
AIP
103
Ameritas Investment Partners
Nebraska
$1.1M -$11.3K -294 -1%
T. Rowe Price Associates
104
T. Rowe Price Associates
Maryland
$1.1M -$4.16K -108 -0.4%
ProShare Advisors
105
ProShare Advisors
Maryland
$1.06M +$129K +3,357 +15%
COPPSERS
106
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.02M -$2.77K -72 -0.3%
OPERF
107
Oregon Public Employees Retirement Fund
Oregon
$1.01M – – –
DA
108
Duality Advisers
Florida
$940K -$307K -7,969 -26%
M&T Bank
109
M&T Bank
New York
$937K -$24.2K -627 -3%
Two Sigma Advisers
110
Two Sigma Advisers
New York
$922K -$644K -16,700 -42%
ASRS
111
Arizona State Retirement System
Arizona
$898K +$3.28K +85 +0.4%
SAM
112
Shell Asset Management
Netherlands
$824K -$4.62K -120 -0.6%
Los Angeles Capital Management
113
Los Angeles Capital Management
California
$820K -$2.41M -62,421 -76%
Thrivent Financial for Lutherans
114
Thrivent Financial for Lutherans
Minnesota
$812K +$11.1K +287 +1%
LSERS
115
Louisiana State Employees Retirement System
Louisiana
$791K +$27K +700 +4%
CWM
116
Connecticut Wealth Management
Connecticut
$714K – – –
CB
117
Commerce Bank
Missouri
$657K +$20.2K +525 +3%
SCA
118
Snowden Capital Advisors
New York
$650K -$1.77K -46 -0.3%
CBB
119
Citizens Business Bank
California
$592K – – –
Handelsbanken Fonder
120
Handelsbanken Fonder
Sweden
$554K – – –
Royal Bank of Canada
121
Royal Bank of Canada
Ontario, Canada
$549K -$73.4K -1,904 -12%
TRSOTSOK
122
Teachers Retirement System of the State of Kentucky
Kentucky
$543K – – –
NMERB
123
New Mexico Educational Retirement Board
New Mexico
$534K – – –
NMIMC
124
Northwestern Mutual Investment Management Company
Wisconsin
$508K -$512K -13,279 -52%
EVM
125
Eaton Vance Management
Massachusetts
$507K +$15.3K +398 +3%
3 4
5
6 7

CATY Hedge Fund Activity: Q1 2021 in Review

213 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2021, worth a combined $2.28B — up 27% from $1.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CATY positions and 25 closed out — a net gain of 5 holders — while 64 added to existing stakes and 87 trimmed.

The largest buyer was Holocene Advisors, adding an estimated $22.6M. The largest seller was Principal Financial Group, cutting an estimated $23.6M.

  • 213 institutional investors held Cathay General Bancorp (CATY) as of Q1 2021, up from 211 in Q4 2020.
  • Funds reported $2.28B of Cathay General Bancorp stock for Q1 2021, up 27% quarter-over-quarter.
  • 30 funds opened new Cathay General Bancorp positions in Q1 2021 and 25 closed out, a net change of +5 holders.
  • The largest Cathay General Bancorp buyer in Q1 2021 was Holocene Advisors, an estimated $22.6M added.
  • The largest Cathay General Bancorp seller in Q1 2021 was Principal Financial Group, an estimated $23.6M sold.

Based on aggregated 13F filings for Q1 2021.