Northwestern Mutual Investment Management Company’s Cathay General Bancorp CATY Stock Holding History

Northwestern Mutual Investment Management Company’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-16,120	Closed	-$519K	–	882
2023 Q2	$519K	Sell	16,120 -18	-0.1%	-$571	0.01%	732
2023 Q1	$557K	Buy	16,138 +9,252	+134%	+$380K	0.01%	692
2022 Q4	$281K	Sell	6,886 -3,862	-36%	-$167K	0.01%	765
2022 Q3	$413K	Sell	10,748 -1,831	-15%	-$76.2K	0.01%	719
2022 Q2	$492K	Sell	12,579 -2	-0%	-$82	0.01%	723
2022 Q1	$563K	Sell	12,581 -221	-2%	-$10.2K	0.01%	744
2021 Q4	$550K	Sell	12,802 -109	-0.8%	-$4.69K	0.01%	775
2021 Q3	$534K	Buy	12,911 +439	+4%	+$17.1K	0.01%	766
2021 Q2	$491K	Buy	12,472 +5	+0%	+$206	0.01%	804
2021 Q1	$508K	Sell	12,467 -13,279	-52%	-$512K	0.01%	783
2020 Q4	$829K	Sell	25,746 -552	-2%	-$15K	0.01%	711
2020 Q3	$692K	Hold	26,298	–	–	0.01%	691
2020 Q2	$692K	Sell	26,298 -5	-0%	-$128	0.01%	693
2020 Q1	$604K	Buy	26,303 +4,675	+22%	+$150K	0.01%	637
2019 Q4	$823K	Buy	21,628 +7	+0%	+$256	0.01%	594
2019 Q3	$751K	Sell	21,621 -158	-0.7%	-$5.51K	0.02%	597
2019 Q2	$782K	Buy	21,779 +8,173	+60%	+$290K	0.02%	576
2019 Q1	$461K	Sell	13,606 -954	-7%	-$35.1K	0.01%	807
2018 Q4	$488K	Buy	14,560 +10	+0.1%	+$379	0.01%	790
2018 Q3	$603K	Sell	14,550 -460	-3%	-$19.3K	0.01%	791
2018 Q2	$608K	Sell	15,010 -592	-4%	-$24.5K	0.01%	795
2018 Q1	$624K	Buy	15,602 +5,652	+57%	+$242K	0.01%	782
2017 Q4	$420K	Buy	9,950 +16	+0.2%	+$668	0.01%	754
2017 Q3	$399K	Sell	9,934 -2,984	-23%	-$110K	0.01%	765
2017 Q2	$490K	Buy	12,918 +20	+0.2%	+$751	0.01%	780
2017 Q1	$486K	Buy	12,898 +118	+0.9%	+$4.48K	0.01%	780
2016 Q4	$486K	Buy	12,780 +15	+0.1%	+$508	0.01%	763
2016 Q3	$393K	Buy	12,765 +105	+0.8%	+$3.18K	0.01%	804
2016 Q2	$357K	Sell	12,660 -112	-0.9%	-$3.32K	0.01%	721
2016 Q1	$362K	Buy	+12,772	New	+$354K	0.01%	711

Other funds holding CATY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Northwestern Mutual Investment Management Company's CATY Position: Q3 2023 in Review

Northwestern Mutual Investment Management Company sold out of Cathay General Bancorp (CATY) in Q3 2023, closing a stake of 16,120 shares — an estimated $519K sold.

Northwestern Mutual Investment Management Company first reported a position in CATY in Q1 2016 and held it in 30 quarters. The position peaked at $829K in Q4 2020. 217 funds tracked by Wall St. Rank hold CATY as of Q3 2023.

Northwestern Mutual Investment Management Company reported no remaining Cathay General Bancorp position as of Q3 2023 after selling out during the quarter.
Northwestern Mutual Investment Management Company sold 16,120 Cathay General Bancorp shares in Q3 2023, an estimated $519K.
Northwestern Mutual Investment Management Company first reported a position in Cathay General Bancorp in Q1 2016 and held it in 30 quarters.
Northwestern Mutual Investment Management Company's Cathay General Bancorp position peaked at $829K in Q4 2020.
217 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2023.

Based on Northwestern Mutual Investment Management Company's 13F filing for Q3 2023, filed 14 Nov 2023.