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Cathay General Bancorp
CATY

Overview Fund Activity

218 hedge funds and large institutions have $2.17B invested in Cathay General Bancorp in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 79 increasing their positions, 78 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-5
Holders Change %
-2.24%
% of All Funds
4.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
26
Increased
79
Reduced
78
Closed
25
Calls
$15K
Puts
$2.08M
Net Calls
-$2.07M
Net Calls Change
-$68K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$126M
2
AR
2
Advisory Research
Illinois
$13.6M
3
Victory Capital Management
3
Victory Capital Management
Texas
$50M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.93M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$49.2M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$320K
2
State Street
2
State Street
Massachusetts
$107M
3
Balyasny Asset Management
3
Balyasny Asset Management
Illinois
$728K
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$0
5
Renaissance Technologies
5
Renaissance Technologies
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
101
Royal Bank of Canada
Ontario, Canada
$1.09M -$270K -7,086 -20%
AIC
102
Aurora Investment Counsel
Georgia
$1.07M -$893K -23,483 -45%
Deutsche Bank
103
Deutsche Bank
Germany
$1.07M -$249K -6,551 -19%
AIP
104
Ameritas Investment Partners
Nebraska
$1.07M +$10.5K +277 +1%
LW
105
Linscomb Wealth
Texas
$1.06M +$1.06M +27,926 New
Pacer Advisors
106
Pacer Advisors
Pennsylvania
$1M -$75.5K -1,984 -7%
ProShare Advisors
107
ProShare Advisors
Maryland
$966K +$78.6K +2,065 +9%
JFA
108
Johanson Financial Advisors
California
$937K +$937K +35,664 New
AIMCA
109
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$875K – – –
PP
110
Paloma Partners
Connecticut
$858K -$431K -11,325 -33%
DCM
111
Dupont Capital Management
Delaware
$857K -$20.9K -550 -2%
SOMRS
112
State of Michigan Retirement System
Michigan
$849K +$11.4K +300 +1%
Qube Research & Technologies (QRT)
113
Qube Research & Technologies (QRT)
United Kingdom
$825K +$825K +21,671 New
NMIMC
114
Northwestern Mutual Investment Management Company
Wisconsin
$823K +$266 +7 +0%
HF
115
HRT Financial
New York
$821K +$18.6K +488 +2%
ARTA
116
A.R.T. Advisors
New York
$807K +$15.2K +400 +2%
SAM
117
Shell Asset Management
Netherlands
$794K -$20.8K -547 -3%
Thrivent Financial for Lutherans
118
Thrivent Financial for Lutherans
Minnesota
$753K +$3.77K +99 +0.5%
Balyasny Asset Management
119
Balyasny Asset Management
Illinois
$728K -$4.95M -129,977 -87%
LSERS
120
Louisiana State Employees Retirement System
Louisiana
$696K +$3.8K +100 +0.5%
CB
121
Commerce Bank
Missouri
$674K -$153K -4,025 -19%
ACM
122
AlphaCrest Capital Management
New York
$672K -$88.7K -2,333 -12%
CWM
123
Connecticut Wealth Management
Connecticut
$666K – – –
SFM
124
Systematic Financial Management
New Jersey
$647K – – –
HighTower Advisors
125
HighTower Advisors
Illinois
$627K +$627K +16,623 New
3 4
5
6 7