We are live on ! Find out more
CATY icon

Cathay General Bancorp
CATY

210 hedge funds and large institutions have $2.08B invested in Cathay General Bancorp in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 87 increasing their positions, 58 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

563% more call options, than puts

Call options by funds: $305K | Put options by funds: $46K

69.48% more ownership

Funds ownership: 0% → 69.48% (+69%)

50% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 58

26% more capital invested

Capital invested by funds: $1.66B → $2.08B (+$424M)

16% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 25

1% more funds holding

Funds holding: 208 → 210 (+2)

Holders
210
Holders Change
+2
Holders Change %
+0.96%
% of All Funds
5.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
87
Reduced
58
Closed
25
Calls
$305K
Puts
$46K
Net Calls
+$259K
Net Calls Change
-$664K

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$18.5M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$8.86M
3
Morgan Stanley
Morgan Stanley
New York
+$8.3M
4
Millennium Management
Millennium Management
New York
+$6.23M
5
American Century Companies
American Century Companies
Missouri
+$5.08M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$23.7M
2
Norges Bank
Norges Bank
Norway
-$14.5M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$11.8M
4
CEP
Chicago Equity Partners
Illinois
-$8.21M
5
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
-$7.82M
Name Holding Trade Value Shares
Change 		Change in
Stake
GLA
76
Great Lakes Advisors
Illinois
$2.6M +$777K +22,959 +51%
BG
77
BlackRock Group
United Kingdom
$2.5M +$609 +18 +0%
FQ
78
First Quadrant
California
$2.49M -$437K -12,900 -16%
CAM
79
ClariVest Asset Management
California
$2.33M +$890K +26,300 +75%
Nordea Investment Management
80
Nordea Investment Management
Sweden
$2.33M +$890K +26,300 +75%
Ohio Public Employees Retirement System (OPERS)
81
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.23M – – –
State Board of Administration of Florida Retirement System
82
State Board of Administration of Florida Retirement System
Florida
$2.2M – – –
MOACM
83
Mutual of America Capital Management
New York
$2.19M +$57.3K +1,692 +3%
TPSF
84
Texas Permanent School Fund
Texas
$2.06M -$80.7K -2,386 -4%
SEI Investments
85
SEI Investments
Pennsylvania
$2.03M +$930K +27,471 +106%
Massachusetts Financial Services
86
Massachusetts Financial Services
Massachusetts
$1.95M -$99.4K -2,938 -5%
LSV Asset Management
87
LSV Asset Management
Illinois
$1.89M +$88K +2,600 +6%
UBS Group
88
UBS Group
Switzerland
$1.88M +$986K +29,140 +144%
VKH
89
Virtu KCG Holdings
New York
$1.8M +$745K +22,008 +87%
Bank of Montreal
90
Bank of Montreal
Ontario, Canada
$1.79M +$1.34M +39,684 +351%
BlackRock
91
BlackRock
New York
$1.75M -$203K -6,009 -12%
GH
92
GAM Holding
Switzerland
$1.7M – – –
Canada Life
93
Canada Life
Manitoba, Canada
$1.61M -$36K -1,063 -2%
Two Sigma Investments
94
Two Sigma Investments
New York
$1.55M -$1.39M -40,946 -50%
PI
95
PineBridge Investments
New York
$1.54M +$1.37M +40,441 New
BA
96
BlackRock Advisors
Delaware
$1.5M +$31.4K +928 +2%
SO
97
STRS Ohio
Ohio
$1.46M +$1.12M +33,100 +613%
Legal & General Group
98
Legal & General Group
United Kingdom
$1.44M +$611K +18,050 +91%
SCM
99
Stevens Capital Management
Pennsylvania
$1.39M -$663K -19,579 -35%
PAM
100
Princeton Alpha Management
New Jersey
$1.37M +$554K +16,371 +84%
2 3
4
5 6

CATY Hedge Fund Activity: Q4 2016 in Review

210 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2016, worth a combined $2.08B — up 26% from $1.66B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CATY positions and 25 closed out — a net gain of 4 holders — while 87 added to existing stakes and 58 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $18.5M. The largest seller was Wells Fargo, cutting an estimated $23.7M.

  • 210 institutional investors held Cathay General Bancorp (CATY) as of Q4 2016, up from 208 in Q3 2016.
  • Funds reported $2.08B of Cathay General Bancorp stock for Q4 2016, up 26% quarter-over-quarter.
  • 29 funds opened new Cathay General Bancorp positions in Q4 2016 and 25 closed out, a net change of +4 holders.
  • The largest Cathay General Bancorp buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $18.5M added.
  • The largest Cathay General Bancorp seller in Q4 2016 was Wells Fargo, an estimated $23.7M sold.

Based on aggregated 13F filings for Q4 2016.