Princeton Alpha Management’s Cathay General Bancorp CATY Stock Holding History

Princeton Alpha Management’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-19,738	Closed	-$744K	–	71
2017 Q1	$744K	Sell	19,738 -16,209	-45%	-$616K	0.25%	120
2016 Q4	$1.37M	Buy	35,947 +16,371	+84%	+$554K	0.28%	86
2016 Q3	$603K	Buy	19,576 +2,273	+13%	+$68.9K	0.11%	283
2016 Q2	$488K	Sell	17,303 -1,803	-9%	-$53.4K	0.09%	357
2016 Q1	$541K	Sell	19,106 -1,692	-8%	-$46.9K	0.09%	332
2015 Q4	$652K	Buy	20,798 +5,501	+36%	+$176K	0.11%	271
2015 Q3	$458K	Buy	+15,297	New	+$478K	0.09%	324
2015 Q1	–	Sell	-12,292	Closed	-$315K	–	716
2014 Q4	$315K	Buy	+12,292	New	+$312K	0.09%	406
2014 Q2	–	Sell	-8,493	Closed	-$214K	–	692
2014 Q1	$214K	Buy	8,493 +281	+3%	+$7.03K	0.07%	491
2013 Q4	$220K	Buy	+8,212	New	+$208K	0.16%	288

Other funds holding CATY

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

Princeton Alpha Management's CATY Position: Q2 2017 in Review

Princeton Alpha Management sold out of Cathay General Bancorp (CATY) in Q2 2017, closing a stake of 19,738 shares — an estimated $744K sold.

Princeton Alpha Management first reported a position in CATY in Q4 2013 and held it in 10 quarters. The position peaked at $1.37M in Q4 2016. 215 funds tracked by Wall St. Rank hold CATY as of Q2 2017.

Princeton Alpha Management reported no remaining Cathay General Bancorp position as of Q2 2017 after selling out during the quarter.
Princeton Alpha Management sold 19,738 Cathay General Bancorp shares in Q2 2017, an estimated $744K.
Princeton Alpha Management first reported a position in Cathay General Bancorp in Q4 2013 and held it in 10 quarters.
Princeton Alpha Management's Cathay General Bancorp position peaked at $1.37M in Q4 2016.
215 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q2 2017.

Based on Princeton Alpha Management's 13F filing for Q2 2017.