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Cathay General Bancorp
CATY

Overview Fund Activity

141 hedge funds and large institutions have $1.17B invested in Cathay General Bancorp in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
141
Holders Change
-3
Holders Change %
-2.08%
% of All Funds
4.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
56
Reduced
49
Closed
17
Calls
$154K
Puts
$117K
Net Calls
+$37K
Net Calls Change
+$37K

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$20.7M
2
RHJA
Rice Hall James & Associates
California
$10.2M
3
BFA
BlackRock Fund Advisors
California
$84.8M
4
State Street
State Street
Massachusetts
$90.4M
5
American Century Companies
American Century Companies
Missouri
$13.3M

Top Sellers

1
RCM
Rutabaga Capital Management
Massachusetts
$10.1M
2
MNA
Manning & Napier Advisors
New York
$0
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$95.5M
4
Ameriprise
Ameriprise
Minnesota
$4.92M
5
PGIM
Pacific Global Investment Management
California
$1.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
MOACM
76
Mutual of America Capital Management
New York
$1.04M +$21.7K +930 +2%
PCM
77
Palouse Capital Management
Washington
$911K +$911K +39,000 New
Los Angeles Capital Management
78
Los Angeles Capital Management
California
$834K -$203K -8,700 -20%
RFC
79
Russell Frank Company
Washington
$815K +$314K +13,458 +63%
SOMRS
80
State of Michigan Retirement System
Michigan
$799K +$11.7K +500 +1%
MSA
81
Mason Street Advisors
Wisconsin
$681K +$10K +430 +1%
UBS AM
82
UBS AM
Illinois
$645K – – –
RJA
83
Raymond James & Associates
Florida
$643K -$16.4K -700 -2%
AQR Capital Management
84
AQR Capital Management
Connecticut
$634K -$154K -6,600 -20%
BFS
85
Bradley Foster & Sargent
Connecticut
$627K – – –
State of Wisconsin Investment Board
86
State of Wisconsin Investment Board
Wisconsin
$613K – – –
LMGAM
87
Liberty Mutual Group Asset Management
Massachusetts
$533K -$172K -7,357 -24%
Jane Street
88
Jane Street
New York
$526K -$393K -16,802 -43%
CAN
89
Cetera Advisor Networks
California
$515K – – –
Creative Planning
90
Creative Planning
Kansas
$515K +$515K +22,044 New
Public Employees Retirement Association of Colorado
91
Public Employees Retirement Association of Colorado
Colorado
$514K – – –
First Trust Advisors
92
First Trust Advisors
Illinois
$514K +$244K +10,430 +90%
FMT
93
First Mercantile Trust
Tennessee
$502K -$222K -9,500 -31%
BNP Paribas Financial Markets
94
BNP Paribas Financial Markets
France
$495K -$150K -6,419 -23%
TRSOTSOK
95
Teachers Retirement System of the State of Kentucky
Kentucky
$465K -$136K -5,800 -23%
MAM
96
Martingale Asset Management
Massachusetts
$456K – – –
CAM
97
Capstone Asset Management
Texas
$440K +$1.87K +80 +0.4%
AIP
98
Ameritas Investment Partners
Nebraska
$431K +$431K +18,430 New
SO
99
STRS Ohio
Ohio
$428K – – –
GAM
100
Gotham Asset Management
New York
$427K +$491 +21 +0.1%
2 3
4
5 6