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Cathay General Bancorp
CATY

141 hedge funds and large institutions have $1.17B invested in Cathay General Bancorp in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more call options, than puts

Call options by funds: $154K | Put options by funds: $117K

20% more capital invested

Capital invested by funds: $976M → $1.17B (+$192M)

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

2% less funds holding

Funds holding: 144 → 141 (-3)

Holders
141
Holders Change
-3
Holders Change %
-2.08%
% of All Funds
4.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
56
Reduced
49
Closed
17
Calls
$154K
Puts
$117K
Net Calls
+$37K
Net Calls Change
+$37K

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$20.5M
2
RHJA
Rice Hall James & Associates
California
+$10.1M
3
BFA
BlackRock Fund Advisors
California
+$6.95M
4
State Street
State Street
Massachusetts
+$3.31M
5
American Century Companies
American Century Companies
Missouri
+$3.31M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rutabaga Capital Management
Massachusetts
-$8.78M
2
MNA
Manning & Napier Advisors
New York
-$5.5M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$3.17M
4
Ameriprise
Ameriprise
Minnesota
-$3.13M
5
PGIM
Pacific Global Investment Management
California
-$2.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
MOACM
76
Mutual of America Capital Management
New York
$1.04M +$21.5K +930 +2%
PCM
77
Palouse Capital Management
Washington
$911K +$901K +39,000 New
Los Angeles Capital Management
78
Los Angeles Capital Management
California
$834K -$201K -8,700 -20%
RFC
79
Russell Frank Company
Washington
$815K +$311K +13,458 +63%
SOMRS
80
State of Michigan Retirement System
Michigan
$799K +$11.6K +500 +1%
MSA
81
Mason Street Advisors
Wisconsin
$681K +$9.94K +430 +1%
UBS AM
82
UBS AM
Illinois
$645K – – –
RJA
83
Raymond James & Associates
Florida
$643K -$16.2K -700 -2%
AQR Capital Management
84
AQR Capital Management
Connecticut
$634K -$152K -6,600 -20%
BFS
85
Bradley Foster & Sargent
Connecticut
$627K – – –
State of Wisconsin Investment Board
86
State of Wisconsin Investment Board
Wisconsin
$613K – – –
LMGAM
87
Liberty Mutual Group Asset Management
Massachusetts
$533K -$170K -7,357 -24%
Jane Street
88
Jane Street
New York
$526K -$388K -16,802 -43%
CAN
89
Cetera Advisor Networks
California
$515K – – –
Creative Planning
90
Creative Planning
Kansas
$515K +$509K +22,044 New
Public Employees Retirement Association of Colorado
91
Public Employees Retirement Association of Colorado
Colorado
$514K – – –
First Trust Advisors
92
First Trust Advisors
Illinois
$514K +$241K +10,430 +90%
FMT
93
First Mercantile Trust
Tennessee
$502K -$219K -9,500 -31%
BNP Paribas Financial Markets
94
BNP Paribas Financial Markets
France
$495K -$148K -6,419 -23%
TRSOTSOK
95
Teachers Retirement System of the State of Kentucky
Kentucky
$465K -$134K -5,800 -23%
MAM
96
Martingale Asset Management
Massachusetts
$456K – – –
CAM
97
Capstone Asset Management
Texas
$440K +$1.85K +80 +0.4%
AIP
98
Ameritas Investment Partners
Nebraska
$431K +$426K +18,430 New
SO
99
STRS Ohio
Ohio
$428K – – –
GAM
100
Gotham Asset Management
New York
$427K +$485 +21 +0.1%
2 3
4
5 6

CATY Hedge Fund Activity: Q3 2013 in Review

141 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2013, worth a combined $1.17B — up 20% from $976M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of CATY and 16 opened new positions — a net loss of 1 holder — while 49 trimmed existing stakes and 56 added.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $20.5M. The largest seller was Rutabaga Capital Management, cutting an estimated $8.78M.

  • 141 institutional investors held Cathay General Bancorp (CATY) as of Q3 2013, down from 144 in Q2 2013.
  • Funds reported $1.17B of Cathay General Bancorp stock for Q3 2013, up 20% quarter-over-quarter.
  • 16 funds opened new Cathay General Bancorp positions in Q3 2013 and 17 closed out, a net change of -1 holder.
  • The largest Cathay General Bancorp buyer in Q3 2013 was Wellington Management Group, an estimated $20.5M added.
  • The largest Cathay General Bancorp seller in Q3 2013 was Rutabaga Capital Management, an estimated $8.78M sold.

Based on aggregated 13F filings for Q3 2013.