Capstone Asset Management’s Cathay General Bancorp CATY Stock Holding History

Capstone Asset Management’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-9,789	Closed	-$243K	–	1644
2014 Q3	$243K	Buy	9,789 +10	+0.1%	+$258	0.01%	1469
2014 Q2	$250K	Sell	9,779 -956	-9%	-$23.5K	0.01%	1489
2014 Q1	$270K	Sell	10,735 -2,700	-20%	-$67.5K	0.01%	1478
2013 Q4	$359K	Sell	13,435 -5,381	-29%	-$136K	0.01%	1381
2013 Q3	$440K	Buy	18,816 +80	+0.4%	+$1.85K	0.01%	1396
2013 Q2	$381K	Buy	+18,736	New	+$371K	0.01%	1412

Other funds holding CATY

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

Capstone Asset Management's CATY Position: Q4 2014 in Review

Capstone Asset Management sold out of Cathay General Bancorp (CATY) in Q4 2014, closing a stake of 9,789 shares — an estimated $243K sold.

Capstone Asset Management first reported a position in CATY in Q2 2013 and held it in 6 quarters. The position peaked at $440K in Q3 2013. 165 funds tracked by Wall St. Rank hold CATY as of Q4 2014.

Capstone Asset Management reported no remaining Cathay General Bancorp position as of Q4 2014 after selling out during the quarter.
Capstone Asset Management sold 9,789 Cathay General Bancorp shares in Q4 2014, an estimated $243K.
Capstone Asset Management first reported a position in Cathay General Bancorp in Q2 2013 and held it in 6 quarters.
Capstone Asset Management's Cathay General Bancorp position peaked at $440K in Q3 2013.
165 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q4 2014.

Based on Capstone Asset Management's 13F filing for Q4 2014, filed 20 Jan 2015.