We are live on ! Find out more
CATY icon

Cathay General Bancorp
CATY

208 hedge funds and large institutions have $1.66B invested in Cathay General Bancorp in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 72 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more call options, than puts

Call options by funds: $1.54M | Put options by funds: $616K

38% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 21

10% more capital invested

Capital invested by funds: $1.51B → $1.66B (+$148M)

3% more funds holding

Funds holding: 202 → 208 (+6)

0% more repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 72

Holders
208
Holders Change
+6
Holders Change %
+2.97%
% of All Funds
5.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
72
Reduced
72
Closed
21
Calls
$1.54M
Puts
$616K
Net Calls
+$923K
Net Calls Change
-$909K

Top Buyers

Rank Fund Capital Flow
1
TA
Teachers Advisors
New York
+$15.9M
2
Principal Financial Group
Principal Financial Group
Iowa
+$12.3M
3
Vanguard Group
Vanguard Group
Pennsylvania
+$8.99M
4
BFA
BlackRock Fund Advisors
California
+$8.07M
5
Prudential Financial
Prudential Financial
New Jersey
+$5.99M

Top Sellers

Rank Fund Capital Flow
1
Capital Research Global Investors
Capital Research Global Investors
California
-$20.6M
2
CCI
Columbus Circle Investors
-$4.9M
3
Millennium Management
Millennium Management
New York
-$4.44M
4
BIT
BlackRock Institutional Trust
California
-$3.65M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$3.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
51
First Trust Advisors
Illinois
$4.12M +$1.7M +56,079 +72%
BA
52
Boston Advisors
Massachusetts
$3.93M -$452K -14,895 -10%
ERSOT
53
Employees Retirement System of Texas
Texas
$3.79M +$758K +25,000 +26%
Swiss National Bank
54
Swiss National Bank
Switzerland
$3.75M -$258K -8,500 -7%
MLICM
55
Metropolitan Life Insurance Company (MetLife)
New York
$3.73M -$23.2K -765 -0.6%
CS
56
Credit Suisse
Switzerland
$3.54M -$657K -21,680 -16%
Thrivent Financial for Lutherans
57
Thrivent Financial for Lutherans
Minnesota
$3.31M -$2.98M -98,130 -48%
AQR Capital Management
58
AQR Capital Management
Connecticut
$3.24M -$817K -26,934 -20%
Arrowstreet Capital
59
Arrowstreet Capital
Massachusetts
$3.22M +$3.17M +104,603 New
Credit Agricole
60
Credit Agricole
France
$3.1M +$2M +66,015 +189%
Retirement Systems of Alabama
61
Retirement Systems of Alabama
Alabama
$2.94M +$28.5K +940 +1%
SGCIA
62
Smith Graham & Co Investment Advisors
Texas
$2.87M +$2.83M +93,160 New
PPA
63
Parametric Portfolio Associates
Washington
$2.83M +$132K +4,355 +5%
Deutsche Bank
64
Deutsche Bank
Germany
$2.65M +$433K +14,284 +20%
AWCI
65
Alpine Woods Capital Investors
New York
$2.62M -$6.07K -200 -0.2%
AP
66
AHL Partners
United Kingdom
$2.62M +$2.58M +84,955 New
Two Sigma Investments
67
Two Sigma Investments
New York
$2.52M +$653K +21,542 +36%
Renaissance Technologies
68
Renaissance Technologies
New York
$2.42M -$631K -20,800 -21%
FQ
69
First Quadrant
California
$2.41M – – –
N
70
Nuveen
North Carolina
$2.33M -$37.2K -1,228 -2%
GC
71
Guggenheim Capital
Illinois
$2.31M -$50.6K -1,667 -2%
FHAM
72
Folger Hill Asset Management
New York
$2.24M +$2.21M +72,819 New
Federated Hermes
73
Federated Hermes
Pennsylvania
$2.19M +$397K +13,091 +22%
Royal Bank of Canada
74
Royal Bank of Canada
Ontario, Canada
$2.18M -$3.01M -99,226 -58%
State of Tennessee, Department of Treasury
75
State of Tennessee, Department of Treasury
Tennessee
$2.15M – – –
1 2
3
4 5

CATY Hedge Fund Activity: Q3 2016 in Review

208 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2016, worth a combined $1.66B — up 9.8% from $1.51B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CATY positions and 21 closed out — a net gain of 8 holders — while 72 added to existing stakes and 72 trimmed.

The largest buyer was Teachers Advisors, adding an estimated $15.9M. The largest seller was Capital Research Global Investors, cutting an estimated $20.6M.

  • 208 institutional investors held Cathay General Bancorp (CATY) as of Q3 2016, up from 202 in Q2 2016.
  • Funds reported $1.66B of Cathay General Bancorp stock for Q3 2016, up 9.8% quarter-over-quarter.
  • 29 funds opened new Cathay General Bancorp positions in Q3 2016 and 21 closed out, a net change of +8 holders.
  • The largest Cathay General Bancorp buyer in Q3 2016 was Teachers Advisors, an estimated $15.9M added.
  • The largest Cathay General Bancorp seller in Q3 2016 was Capital Research Global Investors, an estimated $20.6M sold.

Based on aggregated 13F filings for Q3 2016.