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Smith Graham & Co Investment Advisors’s Cathay General Bancorp CATY Stock Holding History

Smith Graham & Co Investment Advisors’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		$3.18M Sell
71,253
-7,295
-9% -$273K 0.37% 129
2023
Q3 		$2.73M Sell
78,548
-697
-0.9% -$24.9K 0.34% 133
2023
Q2 		$2.55M Sell
79,245
-766
-1% -$24.3K 0.31% 133
2023
Q1 		$2.76M Sell
80,011
-1,934
-2% -$79.5K 0.34% 130
2022
Q4 		$3.34M Sell
81,945
-2,068
-2% -$89.6K 0.41% 117
2022
Q3 		$3.23M Sell
84,013
-5,247
-6% -$218K 0.43% 112
2022
Q2 		$3.5M Sell
89,260
-2,375
-3% -$96.9K 0.43% 114
2022
Q1 		$4.1M Buy
91,635
+3,084
+3% +$142K 0.43% 111
2021
Q4 		$3.81M Sell
88,551
-1,137
-1% -$49K 0.38% 119
2021
Q3 		$3.71M Sell
89,688
-9,900
-10% -$386K 0.37% 121
2021
Q2 		$3.92M Sell
99,588
-2,612
-3% -$108K 0.35% 127
2021
Q1 		$4.17M Sell
102,200
-13,566
-12% -$523K 0.34% 130
2020
Q4 		$3.73M Sell
115,766
-10,758
-9% -$293K 0.34% 125
2020
Q3 		$2.74M Sell
126,524
-5,323
-4% -$130K 0.31% 131
2020
Q2 		$3.47M Buy
131,847
+527
+0.4% +$13.4K 0.42% 115
2020
Q1 		$3.01M Buy
131,320
+940
+0.7% +$30.1K 0.47% 105
2019
Q4 		$4.96M Sell
130,380
-3,550
-3% -$130K 0.48% 120
2019
Q3 		$4.65M Buy
133,930
+440
+0.3% +$15.3K 0.49% 115
2019
Q2 		$4.79M Sell
133,490
-5,840
-4% -$207K 0.52% 116
2019
Q1 		$4.72M Buy
139,330
+1,360
+1% +$50K 0.52% 116
2018
Q4 		$4.63M Sell
137,970
-890
-0.6% -$33.7K 0.57% 104
2018
Q3 		$5.75M Sell
138,860
-5,550
-4% -$233K 0.54% 105
2018
Q2 		$5.85M Sell
144,410
-2,920
-2% -$121K 0.55% 109
2018
Q1 		$5.89M Sell
147,330
-1,650
-1% -$70.6K 0.57% 109
2017
Q4 		$6.28M Buy
148,980
+26,530
+22% +$1.11M 0.59% 92
2017
Q3 		$4.92M Sell
122,450
-900
-0.7% -$33.2K 0.52% 90
2017
Q2 		$4.68M Sell
123,350
-1,190
-1% -$44.7K 0.51% 96
2017
Q1 		$4.69M Buy
124,540
+10,210
+9% +$388K 0.5% 96
2016
Q4 		$4.35M Buy
114,330
+21,170
+23% +$716K 0.47% 102
2016
Q3 		$2.87M Buy
+93,160
New +$2.83M 0.36% 136

Other funds holding CATY

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Smith Graham & Co Investment Advisors's CATY Position: Q4 2023 in Review

Smith Graham & Co Investment Advisors reduced its Cathay General Bancorp (CATY) stake by 9.3% in Q4 2023, selling an estimated $273K and leaving 71,253 shares worth $3.18M. The position accounts for 0.37% of the portfolio, ranked #129.

Smith Graham & Co Investment Advisors first reported a position in CATY in Q3 2016 and has held it in 30 quarters since. The position peaked at $6.28M in Q4 2017. 226 funds tracked by Wall St. Rank hold CATY as of Q4 2023.

  • Smith Graham & Co Investment Advisors held 71,253 shares of Cathay General Bancorp worth $3.18M as of Q4 2023.
  • Smith Graham & Co Investment Advisors sold 7,295 Cathay General Bancorp shares in Q4 2023, an estimated $273K.
  • Cathay General Bancorp made up 0.37% of Smith Graham & Co Investment Advisors's portfolio in Q4 2023, its #129 holding.
  • Smith Graham & Co Investment Advisors first reported a position in Cathay General Bancorp in Q3 2016 and has held it in 30 quarters since.
  • Smith Graham & Co Investment Advisors's Cathay General Bancorp position peaked at $6.28M in Q4 2017.
  • 226 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q4 2023.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q4 2023, filed 29 Jan 2024.