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Cathay General Bancorp
CATY

228 hedge funds and large institutions have $2.22B invested in Cathay General Bancorp in 2017 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 94 increasing their positions, 59 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 20

59% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 59

6% more funds holding

Funds holding: 215 → 228 (+13)

5% more capital invested

Capital invested by funds: $2.11B → $2.22B (+$108M)

1.34% less ownership

Funds ownership: 69.74% → 68.39% (-1.3%)

67% less call options, than puts

Call options by funds: $609K | Put options by funds: $1.83M

Holders
228
Holders Change
+13
Holders Change %
+6.05%
% of All Funds
5.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
35
Increased
94
Reduced
59
Closed
20
Calls
$609K
Puts
$1.83M
Net Calls
-$1.22M
Net Calls Change
-$1.76M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$15.7M
2
Deutsche Bank
Deutsche Bank
Germany
+$15.2M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$10.1M
4
HHC
Hutchin Hill Capital
New York
+$9.6M
5
BlackRock
BlackRock
New York
+$8.82M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$84.9M
2
WRF
Waddell & Reed Financial
Kansas
-$15.6M
3
Norges Bank
Norges Bank
Norway
-$9.01M
4
SFM
Systematic Financial Management
New Jersey
-$7.76M
5
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
-$7.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$17.1M +$15.7M +424,331 New
TCIM
27
TIAA CREF Investment Management
New York
$15.3M +$645K +17,476 +5%
RCAMU
28
Rothschild & Co Asset Management US
Connecticut
$14.1M -$219K -5,935 -2%
Public Employees Retirement Association of Colorado
29
Public Employees Retirement Association of Colorado
Colorado
$13.9M – – –
Goldman Sachs
30
Goldman Sachs
New York
$13.9M +$1.36M +36,856 +12%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$12.9M +$2.93M +79,357 +33%
Millennium Management
32
Millennium Management
New York
$11.8M +$5.57M +150,794 +106%
Massachusetts Financial Services
33
Massachusetts Financial Services
Massachusetts
$11.7M +$1.13M +30,583 +12%
PCM
34
Peregrine Capital Management
Minnesota
$11.5M +$214K +5,788 +2%
LSV Asset Management
35
LSV Asset Management
Illinois
$11.2M +$4.31M +116,800 +72%
Morgan Stanley
36
Morgan Stanley
New York
$10.8M +$1.51M +40,918 +18%
HHC
37
Hutchin Hill Capital
New York
$10.5M +$9.6M +260,000 New
AllianceBernstein
38
AllianceBernstein
Tennessee
$9.78M -$1.35M -36,570 -13%
PAM
39
Panagora Asset Management
Massachusetts
$9.65M -$2.82M -76,345 -24%
MLICM
40
Metropolitan Life Insurance Company (MetLife)
New York
$9.61M +$4.43M +120,137 +101%
BGIM
41
Brandywine Global Investment Management
Pennsylvania
$9.32M -$604K -16,355 -7%
HAM
42
Hillcrest Asset Management
Texas
$8.29M -$190K -5,135 -2%
AIG
43
American International Group
New York
$8.28M +$270K +7,311 +4%
SI
44
Sapience Investments
California
$7.86M +$284K +7,700 +4%
First Trust Advisors
45
First Trust Advisors
Illinois
$7.77M -$1.15M -31,105 -14%
NFA
46
Nationwide Fund Advisors
Ohio
$7.53M -$35K -947 -0.5%
AQR Capital Management
47
AQR Capital Management
Connecticut
$7.5M +$1.97M +53,350 +40%
RhumbLine Advisers
48
RhumbLine Advisers
Massachusetts
$7.49M -$1.55K -42 -0%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$7.21M +$294K +7,956 +5%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$6.97M +$266K +7,200 +4%
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CATY Hedge Fund Activity: Q3 2017 in Review

228 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2017, worth a combined $2.22B — up 5.1% from $2.11B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CATY positions and 20 closed out — a net gain of 15 holders — while 94 added to existing stakes and 59 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $15.7M. The largest seller was Fidelity Investments, cutting an estimated $84.9M.

  • 228 institutional investors held Cathay General Bancorp (CATY) as of Q3 2017, up from 215 in Q2 2017.
  • Funds reported $2.22B of Cathay General Bancorp stock for Q3 2017, up 5.1% quarter-over-quarter.
  • 35 funds opened new Cathay General Bancorp positions in Q3 2017 and 20 closed out, a net change of +15 holders.
  • The largest Cathay General Bancorp buyer in Q3 2017 was Citadel Advisors, an estimated $15.7M added.
  • The largest Cathay General Bancorp seller in Q3 2017 was Fidelity Investments, an estimated $84.9M sold.

Based on aggregated 13F filings for Q3 2017.