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Cathay General Bancorp
CATY

210 hedge funds and large institutions have $2.08B invested in Cathay General Bancorp in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 87 increasing their positions, 58 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

563% more call options, than puts

Call options by funds: $305K | Put options by funds: $46K

69.48% more ownership

Funds ownership: 0% → 69.48% (+69%)

50% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 58

26% more capital invested

Capital invested by funds: $1.66B → $2.08B (+$424M)

16% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 25

1% more funds holding

Funds holding: 208 → 210 (+2)

Holders
210
Holders Change
+2
Holders Change %
+0.96%
% of All Funds
5.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
87
Reduced
58
Closed
25
Calls
$305K
Puts
$46K
Net Calls
+$259K
Net Calls Change
-$664K

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$18.5M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$8.86M
3
Morgan Stanley
Morgan Stanley
New York
+$8.3M
4
Millennium Management
Millennium Management
New York
+$6.23M
5
American Century Companies
American Century Companies
Missouri
+$5.08M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$23.7M
2
Norges Bank
Norges Bank
Norway
-$14.5M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$11.8M
4
CEP
Chicago Equity Partners
Illinois
-$8.21M
5
Loomis, Sayles & Company
Loomis, Sayles & Company
Massachusetts
-$7.82M
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
26
Wells Fargo
California
$15.3M -$23.7M -698,861 -63%
Morgan Stanley
27
Morgan Stanley
New York
$15.1M +$8.3M +245,378 +161%
Goldman Sachs
28
Goldman Sachs
New York
$14.7M +$2.39M +70,705 +22%
TCIM
29
TIAA CREF Investment Management
New York
$13.8M -$181K -5,349 -1%
WRF
30
Waddell & Reed Financial
Kansas
$13.7M +$4.78M +141,120 +65%
EAM
31
Eagle Asset Management
Florida
$13.3M +$432K +12,776 +4%
Public Employees Retirement Association of Colorado
32
Public Employees Retirement Association of Colorado
Colorado
$13.2M -$82.7K -2,445 -0.7%
Charles Schwab
33
Charles Schwab
California
$12.9M +$807K +23,845 +8%
RCAMU
34
Rothschild & Co Asset Management US
Connecticut
$11.8M +$2.01M +59,380 +24%
AllianceBernstein
35
AllianceBernstein
Tennessee
$11.7M +$800K +23,650 +8%
PAM
36
Panagora Asset Management
Massachusetts
$11.3M -$5.75M -169,854 -36%
New York State Common Retirement Fund
37
New York State Common Retirement Fund
New York
$10.9M – – –
PCM
38
Peregrine Capital Management
Minnesota
$10.6M -$777K -22,954 -8%
BGIM
39
Brandywine Global Investment Management
Pennsylvania
$9.66M -$305K -9,020 -3%
SFM
40
Systematic Financial Management
New Jersey
$9.27M -$1.95M -57,605 -19%
Balyasny Asset Management
41
Balyasny Asset Management
Illinois
$8.87M -$11.8M -347,251 -60%
OCG
42
Opus Capital Group
Ohio
$8.73M +$2.37M +70,066 +44%
Bank of America
43
Bank of America
North Carolina
$7.48M +$1.85M +54,684 +38%
Millennium Management
44
Millennium Management
New York
$7.38M +$6.23M +184,179 +1,843%
NFA
45
Nationwide Fund Advisors
Ohio
$7M -$189K -5,596 -3%
AIG
46
American International Group
New York
$6.98M -$5.21K -154 -0.1%
RhumbLine Advisers
47
RhumbLine Advisers
Massachusetts
$6.98M -$133K -3,918 -2%
First Trust Advisors
48
First Trust Advisors
Illinois
$6.54M +$1.29M +37,986 +28%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$6.5M -$173K -5,100 -3%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$6.32M – – –
1
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CATY Hedge Fund Activity: Q4 2016 in Review

210 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2016, worth a combined $2.08B — up 26% from $1.66B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CATY positions and 25 closed out — a net gain of 4 holders — while 87 added to existing stakes and 58 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $18.5M. The largest seller was Wells Fargo, cutting an estimated $23.7M.

  • 210 institutional investors held Cathay General Bancorp (CATY) as of Q4 2016, up from 208 in Q3 2016.
  • Funds reported $2.08B of Cathay General Bancorp stock for Q4 2016, up 26% quarter-over-quarter.
  • 29 funds opened new Cathay General Bancorp positions in Q4 2016 and 25 closed out, a net change of +4 holders.
  • The largest Cathay General Bancorp buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $18.5M added.
  • The largest Cathay General Bancorp seller in Q4 2016 was Wells Fargo, an estimated $23.7M sold.

Based on aggregated 13F filings for Q4 2016.