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Cathay General Bancorp

149 hedge funds and large institutions have $1.34B invested in Cathay General Bancorp in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 55 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

1% more funds holding

Funds holding: 148149 (+1)

2% less capital invested

Capital invested by funds: $1.37B → $1.34B (-$28.7M)

11% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 55

Holders
149
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
4.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
49
Reduced
55
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
USAA
26
United Services Automobile Association
Texas
$10.9M
BIM
27
BlackRock Investment Management
Delaware
$10.6M +$91K +3,527 +0.8%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$10.4M +$87.6K +3,395 +0.8%
SFM
29
Systematic Financial Management
New Jersey
$9.71M +$440K +17,065 +5%
RCAMU
30
Rothschild & Co Asset Management US
Connecticut
$9.62M -$137K -5,320 -1%
WCM
31
Wedge Capital Management
North Carolina
$8.97M -$123K -4,773 -1%
TCIM
32
TIAA CREF Investment Management
New York
$8.79M -$210K -8,130 -2%
Prudential Financial
33
Prudential Financial
New Jersey
$8.11M -$1.96M -76,125 -19%
Public Employees Retirement Association of Colorado
34
Public Employees Retirement Association of Colorado
Colorado
$8.07M
EAM
35
Eagle Asset Management
Florida
$7.42M +$7.71M +298,963 New
BGIM
36
Brandywine Global Investment Management
Pennsylvania
$7.05M +$924K +35,830 +14%
Charles Schwab
37
Charles Schwab
California
$6.22M +$424K +16,424 +7%
Ameriprise
38
Ameriprise
Minnesota
$5.6M -$27.4K -1,062 -0.5%
NFA
39
Nationwide Fund Advisors
Ohio
$5.41M +$24.5K +950 +0.4%
Principal Financial Group
40
Principal Financial Group
Iowa
$5.05M +$268K +10,390 +5%
AIG
41
American International Group
New York
$4.92M +$1.52K +59 +0%
American Century Companies
42
American Century Companies
Missouri
$4.76M -$2.5M -96,938 -34%
Goldman Sachs
43
Goldman Sachs
New York
$4.67M -$70.8K -2,746 -1%
Massachusetts Financial Services
44
Massachusetts Financial Services
Massachusetts
$4.27M +$188K +7,273 +4%
BA
45
BlackRock Advisors
Delaware
$4.25M -$247K -9,567 -5%
California Public Employees Retirement System
46
California Public Employees Retirement System
California
$4.18M +$108K +4,200 +3%
New York State Teachers Retirement System (NYSTRS)
47
New York State Teachers Retirement System (NYSTRS)
New York
$4.12M
CEP
48
Chicago Equity Partners
Illinois
$3.97M +$4.13M +160,085 New
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$3.9M +$13.7K +530 +0.3%
AllianceBernstein
50
AllianceBernstein
Tennessee
$3.78M -$3.35K -130 -0.1%

CATY Hedge Fund Activity: Q3 2014 in Review

149 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2014, worth a combined $1.34B — down 2.1% from $1.37B a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new CATY positions and 13 closed out — a net gain of 1 holder — while 49 added to existing stakes and 55 trimmed.

The largest buyer was Capital Research Global Investors, opening a new position worth an estimated $43M. The largest seller was Citadel Advisors, cutting an estimated $26.2M.

  • 149 institutional investors held Cathay General Bancorp (CATY) as of Q3 2014, up from 148 in Q2 2014.
  • Funds reported $1.34B of Cathay General Bancorp stock for Q3 2014, down 2.1% quarter-over-quarter.
  • 14 funds opened new Cathay General Bancorp positions in Q3 2014 and 13 closed out, a net change of +1 holder.
  • The largest Cathay General Bancorp buyer in Q3 2014 was Capital Research Global Investors, an estimated $43M added.
  • The largest Cathay General Bancorp seller in Q3 2014 was Citadel Advisors, an estimated $26.2M sold.

Based on aggregated 13F filings for Q3 2014.