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BTO

John Hancock Financial Opportunities Fund

66 hedge funds and large institutions have $129M invested in John Hancock Financial Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

14% more capital invested

Capital invested by funds: $112M → $129M (+$16.1M)

8% more funds holding

Funds holding: 6166 (+5)

0.01% more ownership

Funds ownership: 21.57%21.58% (+0.01%)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
17
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IFWM
26
Institute for Wealth Management
Colorado
$355K +$370K +11,143 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$344K +$10.9K +327 +3%
GC
28
Guggenheim Capital
Illinois
$279K -$8.34K -251 -3%
WS
29
Wedbush Securities
California
$266K +$10.6K +320 +4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$259K +$76.6K +2,303 +40%
DADC
31
D.A. Davidson & Co
Montana
$255K
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$247K +$257K +7,736 New
Stifel Financial
33
Stifel Financial
Missouri
$239K -$815K -24,512 -77%
HCM
34
Hudson Capital Management
New Jersey
$224K +$233K +7,014 New
BSW
35
Buckingham Strategic Wealth
Missouri
$210K +$218K +6,573 New
P
36
&Partners
Tennessee
$203K +$212K +6,375 New
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$106K -$123K -3,694 -53%
SIS
38
Sound Income Strategies
Florida
$88K
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$85K +$75.5K +2,270 New
LFA
40
Legacy Financial Advisors
Kentucky
$73K -$33 -1 -0%
PCP
41
Proficio Capital Partners
Massachusetts
$64K
AG
42
Advisor Group
Arizona
$59K +$27.2K +819 +78%
PA
43
Parallel Advisors
California
$36K +$37.4K +1,125 New
CFN
44
Cordasco Financial Network
Florida
$32K
CFGS
45
Concourse Financial Group Securities
Alabama
$31K -$6.65K -200 -17%
US Bancorp
46
US Bancorp
Minnesota
$31K +$28.6K +860 +768%
ESB
47
Essex Savings Bank
Connecticut
$29K
CJA
48
C-J Advisory
California
$28K +$28.8K +865 New
APA
49
American Portfolios Advisors
New York
$27.9K
RFM
50
Royal Fund Management
Florida
$27K

BTO Hedge Fund Activity: Q1 2019 in Review

66 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q1 2019, worth a combined $129M — up 14% from $112M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new BTO positions and 8 closed out — a net gain of 5 holders — while 17 added to existing stakes and 17 trimmed.

The largest buyer was UBS Group, adding an estimated $1.24M. The largest seller was Wells Fargo, cutting an estimated $1.12M.

  • 66 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q1 2019, up from 61 in Q4 2018.
  • Funds reported $129M of John Hancock Financial Opportunities Fund stock for Q1 2019, up 14% quarter-over-quarter.
  • 13 funds opened new John Hancock Financial Opportunities Fund positions in Q1 2019 and 8 closed out, a net change of +5 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q1 2019 was UBS Group, an estimated $1.24M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q1 2019 was Wells Fargo, an estimated $1.12M sold.

Based on aggregated 13F filings for Q1 2019.