BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

66 hedge funds and large institutions have $129M invested in John Hancock Financial Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
17
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$4.08M
2
Morgan Stanley
Morgan Stanley
New York
$46.4M
3
Bank of America
Bank of America
North Carolina
$8.88M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$4.74M
5
Ameriprise
Ameriprise
Minnesota
$466K

Top Sellers

1
Wells Fargo
Wells Fargo
California
$6.93M
2
Cohen & Steers
Cohen & Steers
New York
$4.55M
3
Stifel Financial
Stifel Financial
Missouri
$239K
4
WAM
Weiss Asset Management
Massachusetts
$0
5
KIM
Karpus Investment Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IFWM
26
Institute for Wealth Management
Colorado
$355K +$355K +11,143 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$344K +$10.4K +327 +3%
GC
28
Guggenheim Capital
Illinois
$279K -$8.01K -251 -3%
WS
29
Wedbush Securities
California
$266K +$10.2K +320 +4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$259K +$73.6K +2,303 +40%
DADC
31
D.A. Davidson & Co
Montana
$255K – – –
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$247K +$247K +7,736 New
Stifel Financial
33
Stifel Financial
Missouri
$239K -$784K -24,512 -77%
HCM
34
Hudson Capital Management
New Jersey
$224K +$224K +7,014 New
BSW
35
Buckingham Strategic Wealth
Missouri
$210K +$210K +6,573 New
P
36
&Partners
Tennessee
$203K +$203K +6,375 New
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$106K -$118K -3,694 -53%
SIS
38
Sound Income Strategies
Florida
$88K – – –
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$85K +$85K +2,270 New
LFA
40
Legacy Financial Advisors
Kentucky
$73K -$32 -1 -0%
PCP
41
Proficio Capital Partners
Massachusetts
$64K – – –
AG
42
Advisor Group
Arizona
$59K +$25.8K +819 +78%
PA
43
Parallel Advisors
California
$36K +$36K +1,125 New
CFN
44
Cordasco Financial Network
Florida
$32K – – –
CFGS
45
Concourse Financial Group Securities
Alabama
$31K -$6.2K -200 -17%
US Bancorp
46
US Bancorp
Minnesota
$31K +$27.4K +860 +768%
ESB
47
Essex Savings Bank
Connecticut
$29K – – –
CJA
48
C-J Advisory
California
$28K +$28K +865 New
APA
49
American Portfolios Advisors
New York
$27.9K – – –
RFM
50
Royal Fund Management
Florida
$27K – – –
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