Guggenheim Capital’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Guggenheim Capital’s Portfolio BTO Stock Details BTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,726	Closed	-$243K	–	2120
2021 Q3	$243K	Buy	5,726 +33	+0.6%	+$1.33K	﹤0.01%	1997
2021 Q2	$214K	Sell	5,693 -332	-6%	-$13.1K	﹤0.01%	2118
2021 Q1	$232K	Buy	+6,025	New	+$210K	﹤0.01%	2037
2020 Q2	–	Sell	-14,139	Closed	-$259K	–	1884
2020 Q1	$259K	Buy	14,139 +3,259	+30%	+$96.6K	﹤0.01%	1583
2019 Q4	$395K	Buy	10,880 +2,722	+33%	+$93K	﹤0.01%	1690
2019 Q3	$262K	Sell	8,158 -544	-6%	-$17.2K	﹤0.01%	1902
2019 Q2	$280K	Sell	8,702 -44	-0.5%	-$1.43K	﹤0.01%	1892
2019 Q1	$279K	Sell	8,746 -251	-3%	-$8.34K	﹤0.01%	1929
2018 Q4	$251K	Buy	8,997 +2,030	+29%	+$68.2K	﹤0.01%	1975
2018 Q3	$258K	Buy	+6,967	New	+$266K	﹤0.01%	2259

Other funds holding BTO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Guggenheim Capital's BTO Position: Q4 2021 in Review

Guggenheim Capital sold out of John Hancock Financial Opportunities Fund (BTO) in Q4 2021, closing a stake of 5,726 shares — an estimated $243K sold.

Guggenheim Capital first reported a position in BTO in Q3 2018 and held it in 10 quarters. The position peaked at $395K in Q4 2019. 68 funds tracked by Wall St. Rank hold BTO as of Q4 2021.

Guggenheim Capital reported no remaining John Hancock Financial Opportunities Fund position as of Q4 2021 after selling out during the quarter.
Guggenheim Capital sold 5,726 John Hancock Financial Opportunities Fund shares in Q4 2021, an estimated $243K.
Guggenheim Capital first reported a position in John Hancock Financial Opportunities Fund in Q3 2018 and held it in 10 quarters.
Guggenheim Capital's John Hancock Financial Opportunities Fund position peaked at $395K in Q4 2019.
68 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q4 2021.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.