BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

49 hedge funds and large institutions have $84.7M invested in John Hancock Financial Opportunities Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+2
Holders Change %
+4.26%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LAM
1
Lebenthal Asset Management
New York
$2.32M
2
LH
2
Lebenthal Holdings
New York
$2.32M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.97M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.86M
5
UR
5
USCA RIA
Texas
$378K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$6.01M
2
DA
2
Doliver Advisors
Texas
$729K
3
NSAM
3
North Star Asset Management
Wisconsin
$5.03M
4
LPL Financial
4
LPL Financial
California
$576K
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BTS
26
BB&T Securities
Virginia
$337K -$22.1K -864 -6%
CWM
27
Concert Wealth Management
California
$296K – – –
JPMPWA
28
J.P. Morgan Private Wealth Advisors
California
$264K -$67.9K -2,650 -20%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$261K -$26.6K -1,035 -9%
WS
30
Wedbush Securities
California
$207K +$207K +8,059 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$121K -$42.1K -1,629 -26%
DADC
32
D.A. Davidson & Co
Montana
$117K – – –
FHA
33
First Horizon Advisors
Tennessee
$82K – – –
Creative Planning
34
Creative Planning
Kansas
$70K +$5.78K +225 +9%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$67K +$2.88K +113 +4%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$50K +$126 +5 +0.3%
PSUF
37
People's United Financial
Connecticut
$26K – – –
SHJ
38
Sharkey, Howes & Javer
Colorado
$22K – – –
First Manhattan
39
First Manhattan
New York
$19K – – –
GWM
40
Geneos Wealth Management
Colorado
$18K +$75 +3 +0.4%
CTC
41
Central Trust Company
Missouri
$13K – – –
MFS
42
MSI Financial Services
Massachusetts
$13K – – –
AIM
43
Advantage Investment Management
Iowa
$5K – – –
US Bancorp
44
US Bancorp
Minnesota
$5K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$3K +$3K +100 New
Deutsche Bank
46
Deutsche Bank
Germany
$2K – – –
NFG
47
Next Financial Group
Texas
$1K – – –
WAM
48
Wolverine Asset Management
Illinois
– -$492K -20,269 Closed
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
– -$9K -382 Closed
FCCM
50
First City Capital Management
Georgia
– -$5.47K -225 Closed
1
2