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BTO

John Hancock Financial Opportunities Fund
BTO

49 hedge funds and large institutions have $84.7M invested in John Hancock Financial Opportunities Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

8% more capital invested

Capital invested by funds: $78.6M → $84.7M (+$6.04M)

4% more funds holding

Funds holding: 47 → 49 (+2)

0.35% more ownership

Funds ownership: 17.47% → 17.82% (+0.35%)

50% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 18

Holders
49
Holders Change
+2
Holders Change %
+4.26%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LAM
Lebenthal Asset Management
New York
+$2.29M
2
LH
Lebenthal Holdings
New York
+$2.29M
3
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$1.94M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.54M
5
UR
USCA RIA
Texas
+$372K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$3.08M
2
DA
Doliver Advisors
Texas
-$1.47M
3
NSAM
North Star Asset Management
Wisconsin
-$561K
4
LPL Financial
LPL Financial
California
-$537K
5
WAM
Wolverine Asset Management
Illinois
-$492K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
26
BB&T Securities
Virginia
$337K -$21.8K -864 -6%
CWM
27
Concert Wealth Management
California
$296K – – –
JMPWA
28
JP Morgan Private Wealth Advisors
California
$264K -$66.9K -2,650 -20%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$261K -$26.1K -1,035 -9%
WS
30
Wedbush Securities
California
$207K +$204K +8,059 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$121K -$41.2K -1,629 -26%
DADC
32
D.A. Davidson & Co
Montana
$117K – – –
FHA
33
First Horizon Advisors
Tennessee
$82K – – –
Creative Planning
34
Creative Planning
Kansas
$70K +$5.68K +225 +9%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$67K +$2.85K +113 +4%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$50K +$126 +5 +0.3%
PSUF
37
People's United Financial
Connecticut
$26K – – –
SHJ
38
Sharkey, Howes & Javer
Colorado
$22K – – –
First Manhattan
39
First Manhattan
New York
$19K – – –
GWM
40
Geneos Wealth Management
Colorado
$18K +$76 +3 +0.4%
CTC
41
Central Trust Company
Missouri
$13K – – –
MFS
42
MSI Financial Services
Massachusetts
$13K – – –
AIM
43
Advantage Investment Management
Iowa
$5K – – –
US Bancorp
44
US Bancorp
Minnesota
$5K – – –
TRCT
45
Tower Research Capital (TRC)
New York
$3K +$2.53K +100 New
Deutsche Bank
46
Deutsche Bank
Germany
$2K – – –
NFG
47
Next Financial Group
Texas
$1K – – –
WAM
48
Wolverine Asset Management
Illinois
– -$492K -20,269 Closed
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
– -$9K -382 Closed
FCCM
50
First City Capital Management
Georgia
– -$5.47K -225 Closed
1
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BTO Hedge Fund Activity: Q2 2016 in Review

49 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q2 2016, worth a combined $84.7M — up 7.7% from $78.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new BTO positions and 4 closed out — a net gain of 2 holders — while 9 added to existing stakes and 18 trimmed.

The largest buyer was Lebenthal Asset Management, opening a new position worth an estimated $2.29M. The largest seller was Wells Fargo, cutting an estimated $3.08M.

  • 49 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q2 2016, up from 47 in Q1 2016.
  • Funds reported $84.7M of John Hancock Financial Opportunities Fund stock for Q2 2016, up 7.7% quarter-over-quarter.
  • 6 funds opened new John Hancock Financial Opportunities Fund positions in Q2 2016 and 4 closed out, a net change of +2 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q2 2016 was Lebenthal Asset Management, an estimated $2.29M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q2 2016 was Wells Fargo, an estimated $3.08M sold.

Based on aggregated 13F filings for Q2 2016.