BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

52 hedge funds and large institutions have $70.8M invested in John Hancock Financial Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+5
Holders Change %
+10.64%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
16
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.2M
2
Wells Fargo
2
Wells Fargo
California
$2.87M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$791K
4
MTIM
4
Marathon Trading Investment Management
Pennsylvania
$722K
5
DA
5
Doliver Advisors
Texas
$558K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$4.97M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
PP
3
Paloma Partners
Connecticut
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
OC
5
Oppenheimer & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$339K +$339K +14,072 New
CWM
27
Concert Wealth Management
California
$278K – – –
VFS
28
VSR Financial Services
Kansas
$259K +$259K +10,753 New
CL
29
CSS LLC
Illinois
$205K – – –
Invesco
30
Invesco
Georgia
$168K -$4.38K -182 -3%
SIA
31
SeaBridge Investment Advisors
New Jersey
$151K – – –
DADC
32
D.A. Davidson & Co
Montana
$144K +$14.4K +600 +11%
PSUF
33
People's United Financial
Connecticut
$136K – – –
WEC
34
Winslow Evans & Crocker
Massachusetts
$130K – – –
FHA
35
First Horizon Advisors
Tennessee
$77K – – –
Creative Planning
36
Creative Planning
Kansas
$67K – – –
US Bancorp
37
US Bancorp
Minnesota
$31K -$8.06K -326 -21%
HI
38
Hudock Inc
Pennsylvania
$27K – – –
MCM
39
Manchester Capital Management
Vermont
$26K +$26K +1,100 New
BIM
40
BlackRock Investment Management
Delaware
$19K +$19K +778 New
First Manhattan
41
First Manhattan
New York
$18K +$18K +750 New
CTC
42
Central Trust Company
Missouri
$12K – – –
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$11K +$2.32K +100 +27%
CFA
44
Carroll Financial Associates
North Carolina
$11K +$11K +455 New
BC
45
Bartlett & Co
Ohio
$10K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$9K – – –
FCCM
47
First City Capital Management
Georgia
$5.42K +$5.42K +225 New
RIA
48
Regal Investment Advisors
Michigan
$5K – – –
WTC
49
WhitTier Trust Company
Nevada
$5K – – –
Citigroup
50
Citigroup
New York
$4K -$90.1K -3,358 -96%
1
2
3