CSS LLC’s John Hancock Financial Opportunities Fund BTO Stock Holding History

CSS LLC’s Portfolio BTO Stock Details BTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-8,500	Closed	-$231K	–	760
2015 Q2	$231K	Buy	+8,500	New	+$212K	0.01%	628
2015 Q1	–	Sell	-8,500	Closed	-$200K	–	703
2014 Q4	$200K	Buy	+8,500	New	+$194K	0.01%	641
2014 Q2	–	Sell	-8,500	Closed	-$205K	–	730
2014 Q1	$205K	Hold	8,500	–	–	0.01%	562
2013 Q4	$200K	Buy	+8,500	New	+$190K	0.01%	564

Other funds holding BTO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

OCM

Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CSS LLC's BTO Position: Q3 2015 in Review

CSS LLC sold out of John Hancock Financial Opportunities Fund (BTO) in Q3 2015, closing a stake of 8,500 shares — an estimated $231K sold.

CSS LLC first reported a position in BTO in Q4 2013 and held it in 4 quarters. The position peaked at $231K in Q2 2015. 48 funds tracked by Wall St. Rank hold BTO as of Q3 2015.

CSS LLC reported no remaining John Hancock Financial Opportunities Fund position as of Q3 2015 after selling out during the quarter.
CSS LLC sold 8,500 John Hancock Financial Opportunities Fund shares in Q3 2015, an estimated $231K.
CSS LLC first reported a position in John Hancock Financial Opportunities Fund in Q4 2013 and held it in 4 quarters.
CSS LLC's John Hancock Financial Opportunities Fund position peaked at $231K in Q2 2015.
48 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q3 2015.

Based on CSS LLC's 13F filing for Q3 2015, filed 16 Nov 2015.