BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

47 hedge funds and large institutions have $64.2M invested in John Hancock Financial Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$6.53M
2
PVWM
2
Point View Wealth Management
New Jersey
$984K
3
WAM
3
Wolverine Asset Management
Illinois
$980K
4
SG Americas Securities
4
SG Americas Securities
New York
$583K
5
PP
5
Paloma Partners
Connecticut
$497K

Top Sellers

1
NSAM
1
North Star Asset Management
Wisconsin
$7.22M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.36M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$1.35M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$233K 9,893 -683 -6%
CL
27
CSS LLC
Illinois
$200K 8,500 +8,500 New
Invesco
28
Invesco
Georgia
$169K 7,170 -112 -2%
SIA
29
SeaBridge Investment Advisors
New Jersey
$148K 6,280 – –
PSUF
30
People's United Financial
Connecticut
$134K 5,671 -2,560 -31%
DADC
31
D.A. Davidson & Co
Montana
$127K 5,400 +1,400 +35%
WEC
32
Winslow Evans & Crocker
Massachusetts
$127K 5,401 +5,401 New
Citigroup
33
Citigroup
New York
$83K 3,507 -1,752 -33%
FHA
34
First Horizon Advisors
Tennessee
$75K 3,200 – –
TRCT
35
Tower Research Capital (TRC)
New York
$72K 3,060 +3,060 New
Creative Planning
36
Creative Planning
Kansas
$66K 2,795 – –
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$47K 2,000 – –
US Bancorp
38
US Bancorp
Minnesota
$37K 1,580 +81 +5%
MBT
39
Monroe Bank & Trust
Michigan
$35K 1,493 +1,493 New
HI
40
Hudock Inc
Pennsylvania
$26K 1,118 – –
CTC
41
Central Trust Company
Missouri
$12K 500 – –
BC
42
Bartlett & Co
Ohio
$10K 425 – –
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$9K 375 – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$9K 382 +382 New
WTC
45
WhitTier Trust Company
Nevada
$5K 213 – –
RIA
46
Regal Investment Advisors
Michigan
$5K 212 – –
Deutsche Bank
47
Deutsche Bank
Germany
$1K 83 -83 -50%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
– – -9,787 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
– – -5,000 Closed
CFA
50
Carroll Financial Associates
North Carolina
– – -455 Closed
1
2
3