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ARK Innovation ETF
ARKK

Overview Fund Activity

120 hedge funds and large institutions have $449M invested in ARK Innovation ETF in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 16 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
120
Holders Change
+7
Holders Change %
+6.19%
% of All Funds
2.75%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
26
Increased
57
Reduced
16
Closed
19
Calls
$1.4M
Puts
$3.25M
Net Calls
-$1.85M
Net Calls Change
-$2.58M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$133M
2
RJA
2
Raymond James & Associates
Florida
$44.9M
3
LPL Financial
3
LPL Financial
California
$38.9M
4
CAN
4
Claraphi Advisory Network
United States
$11.2M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$11M

Top Sellers

1
Jane Street
1
Jane Street
New York
$1.06M
2
PCM
2
Penserra Capital Management
California
$2.31M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$564K
4
BRF
4
B. Riley Financial
California
$0
5
KA
5
Kovack Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WEC
101
Winslow Evans & Crocker
Massachusetts
$30K -$3.39K -70 -10%
WOC
102
West Oak Capital
California
$28.4K -$4.73K -100 -14%
CPIG
103
Chicago Partners Investment Group
Illinois
$24K – – –
WAP
104
Wealthcare Advisory Partners
Pennsylvania
$21K +$2.33K +50 +13%
BBA
105
Braun-Bostich & Associates
Pennsylvania
$14K +$14K +303 New
PFO
106
Pathstone Family Office
New Jersey
$13K – – –
Carson Wealth (CWM LLC)
107
Carson Wealth (CWM LLC)
Nebraska
$13K +$13K +272 New
William Blair & Company
108
William Blair & Company
Illinois
$13K +$13K +282 New
MPWT
109
MassMutual Private Wealth & Trust
Connecticut
$8.05K – – –
VIA
110
Vantage Investment Advisors
Pennsylvania
$8K – – –
FMP
111
Financial Management Professionals
Texas
$8K +$1.54K +31 +24%
CAPTRUST Financial Advisors
112
CAPTRUST Financial Advisors
North Carolina
$6K +$6K +126 New
RE
113
RBC Europe
United Kingdom
$5.11K +$5.11K +108 New
APP
114
Avantax Planning Partners
Iowa
$5K +$5K +100 New
HCM
115
Hilton Capital Management
New York
$3K -$3K -60 Closed
SBL
116
Sargent Bickham Lagudis
Colorado
$3K – – –
JWM
117
Janiczek Wealth Management
Colorado
$1K – – –
RFA
118
Reilly Financial Advisors
California
$1K – – –
TWMP
119
Taylor Wealth Management Partners
Massachusetts
$1K – – –
AA
120
Ancora Advisors
Ohio
$1K +$1K +17 New
BRF
121
B. Riley Financial
California
– -$819K -17,432 Closed
KA
122
Kovack Advisors
Florida
– -$710K -15,780 Closed
VF
123
Virtu Financial
New York
– -$447K -9,930 Closed
CF
124
Centaurus Financial
California
– -$399K -8,873 Closed
SB
125
Suntrust Banks
Georgia
– -$364K -8,092 Closed
2 3 4
5
6