West Oak Capital’s ARK Innovation ETF ARKK Stock Holding History

West Oak Capital’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-250	Closed	-$18K	–	305
2020 Q2	$18K	Hold	250	–	–	0.01%	206
2020 Q1	$11K	Hold	250	–	–	0.01%	219
2019 Q4	$13K	Hold	250	–	–	0.01%	228
2019 Q3	$11K	Buy	250 +100	+67%	+$4.59K	0.01%	239
2019 Q2	$7K	Hold	150	–	–	﹤0.01%	263
2019 Q1	$7K	Hold	150	–	–	﹤0.01%	249
2018 Q4	$5.58K	Sell	150 -450	-75%	-$19K	﹤0.01%	268
2018 Q3	$28.4K	Sell	600 -100	-14%	-$4.71K	0.02%	211
2018 Q2	$31.5K	Hold	700	–	–	0.02%	198
2018 Q1	$27.3K	Buy	700 +150	+27%	+$6.14K	0.02%	211
2017 Q4	$20.4K	Buy	+550	New	+$19.8K	0.01%	210

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

West Oak Capital's ARKK Position: Q3 2020 in Review

West Oak Capital sold out of ARK Innovation ETF (ARKK) in Q3 2020, closing a stake of 250 shares — an estimated $18K sold.

West Oak Capital first reported a position in ARKK in Q4 2017 and held it in 11 quarters. The position peaked at $31.5K in Q2 2018. 412 funds tracked by Wall St. Rank hold ARKK as of Q3 2020.

West Oak Capital reported no remaining ARK Innovation ETF position as of Q3 2020 after selling out during the quarter.
West Oak Capital sold 250 ARK Innovation ETF shares in Q3 2020, an estimated $18K.
West Oak Capital first reported a position in ARK Innovation ETF in Q4 2017 and held it in 11 quarters.
West Oak Capital's ARK Innovation ETF position peaked at $31.5K in Q2 2018.
412 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2020.

Based on West Oak Capital's 13F filing for Q3 2020, filed 9 Oct 2020.