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ARK Innovation ETF
ARKK

Overview Fund Activity

137 hedge funds and large institutions have $380M invested in ARK Innovation ETF in 2018 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 31 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
137
Holders Change
+17
Holders Change %
+14.17%
% of All Funds
3.06%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
38
Increased
48
Reduced
31
Closed
19
Calls
$387K
Puts
$655K
Net Calls
-$268K
Net Calls Change
+$1.58M

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$12.6M
2
Morgan Stanley
Morgan Stanley
New York
+$4.61M
3
CFA
Carroll Financial Associates
North Carolina
+$3.64M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.63M
5
LPL Financial
LPL Financial
California
+$3.19M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$15M
2
SWM
Sanctuary Wealth Management
Idaho
-$9.99M
3
AWA
Arete Wealth Advisors
Illinois
-$5.79M
4
SPL
Smart Portfolios LLC
Washington
-$3.91M
5
PCM
Penserra Capital Management
California
-$2.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCWS
26
McKinley Carter Wealth Services
West Virginia
$3M +$2.65M +71,359 +769%
SW
27
SlateStone Wealth
Florida
$2.96M +$2.96M +79,518 New
BCM
28
Barometer Capital Management
Ontario, Canada
$2.82M +$669K +18,000 +31%
IA
29
IFP Advisors
Florida
$2.78M -$442K -12,028 -14%
SC
30
Scotia Capital
Ontario, Canada
$2.57M -$104K -2,790 -4%
CIBC World Market
31
CIBC World Market
Ontario, Canada
$2.46M +$1.91M +51,418 +346%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$2.25M -$1.84M -49,451 -45%
AAS
33
Avantax Advisory Services
Texas
$1.61M +$1.61M +43,355 New
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$1.57M -$699K -18,799 -31%
AG
35
Advisor Group
Arizona
$1.54M +$422K +11,345 +38%
BTS
36
BB&T Securities
Virginia
$1.53M +$1.21M +32,608 +380%
RW
37
REDW Wealth
New Mexico
$1.33M +$112K +3,017 +9%
MML Investors Services
38
MML Investors Services
Massachusetts
$1.32M +$158K +4,246 +14%
SFWC
39
Strategic Family Wealth Counselors
New Jersey
$1.25M +$1.25M +33,664 New
BCA
40
Biltmore Capital Advisors
New Jersey
$1.16M +$1.16M +104,761 New
C
41
Clearshares
New York
$1.16M +$1.16M +104,761 New
GWAG
42
Garrett Wealth Advisory Group
Texas
$1.12M +$1.12M +30,399 New
SPL
43
Smart Portfolios LLC
Washington
$983K -$3.91M -105,179 -80%
NEPWA
44
New England Private Wealth Advisors
Massachusetts
$965K +$965K +25,943 New
GVAG
45
Great Valley Advisor Group
Delaware
$960K +$960K +25,802 New
SA
46
Strategic Advisors
New York
$916K +$231K +6,202 +34%
FHA
47
Flagship Harbor Advisors
Massachusetts
$897K +$355K +9,542 +65%
CA
48
Commerzbank Aktiengesellschaft
Germany
$878K – – –
SG
49
StoneX Group
New York
$800K +$15.4K +415 +2%
PA
50
Parallel Advisors
California
$795K +$137K +3,673 +21%
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