ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

42 hedge funds and large institutions have $92.4M invested in Are Dynamic Credit Allocation Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
17
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Robinson Capital Management
Michigan
$2.62M
2
MC
Matisse Capital
Oregon
$1.78M
3
RCM
Rivernorth Capital Management
Florida
$15.4M
4
RJA
Raymond James & Associates
Florida
$3.41M
5
SFS
Shaker Financial Services
Virginia
$2.21M

Top Sellers

1
FFA
First Foundation Advisors
California
$0
2
MIG
Mariner Investment Group
New York
$4.19M
3
LCM
Laurion Capital Management
New York
$5.3M
4
Morgan Stanley
Morgan Stanley
New York
$5.16M
5
YMRC
Yorktown Management & Research Company
Virginia
$1.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$444K +$151K +10,200 +52%
AAM
27
Advisors Asset Management
Colorado
$426K +$426K +28,703 New
AM
28
Ares Management
California
$332K +$332K +22,325 New
BRF
29
B. Riley Financial
California
$237K – – –
MMA
30
Miracle Mile Advisors
California
$168K – – –
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$160K +$160K +10,800 New
CIA
32
Capital Investment Advisors
Georgia
$149K – – –
AC
33
Alleghany Corporation
New York
$145K +$3.13K +211 +2%
WAM
34
Wolverine Asset Management
Illinois
$108K -$78.2K -5,289 -42%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$101K -$4.69K -315 -4%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$24K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$14K -$41K -2,794 -75%
MFS
38
MSI Financial Services
Massachusetts
$12K – – –
PCM
39
Penserra Capital Management
California
$4K +$958 +79 +31%
HW
40
Hedeker Wealth
Illinois
$1.79K +$1.79K +26 New
SEI Investments
41
SEI Investments
Pennsylvania
$1K +$1K +61 New
CHP
42
Cable Hill Partners
Oregon
$1K +$1K +64 New
FFA
43
First Foundation Advisors
California
– -$2.28M -165,960 Closed
TC
44
TFS Capital
Pennsylvania
– -$259K -18,858 Closed
DS
45
DRW Securities
Illinois
– -$224K -16,300 Closed
SG Americas Securities
46
SG Americas Securities
New York
– -$150K -10,898 Closed
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