ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

40 hedge funds and large institutions have $84.3M invested in Are Dynamic Credit Allocation Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-3
Holders Change %
-6.98%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Laurion Capital Management
New York
+$3.56M
2
UBS Group
UBS Group
Switzerland
+$1.2M
3
RCM
Rivernorth Capital Management
Florida
+$1.04M
4
SFS
Shaker Financial Services
Virginia
+$768K
5
CRC
Curi RMB Capital
Illinois
+$510K

Top Sellers

1
PPA
Parametric Portfolio Associates
Washington
-$6.87M
2
BI
BlueSpruce Investments
Illinois
-$5.37M
3
YMRC
Yorktown Management & Research Company
Virginia
-$1.55M
4
LPL Financial
LPL Financial
California
-$827K
5
AA
AQR Arbitrage
Connecticut
-$675K
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
TFS Capital
Pennsylvania
$259K +$259K +18,858 New
DS
27
DRW Securities
Illinois
$224K -$50.8K -3,700 -19%
BRF
28
B. Riley Financial
California
$219K – – –
WAM
29
Wolverine Asset Management
Illinois
$173K -$91.7K -6,679 -35%
MMA
30
Miracle Mile Advisors
California
$158K – – –
SG Americas Securities
31
SG Americas Securities
New York
$150K -$508K -36,894 -77%
SG
32
Societe Generale
$150K +$150K +10,898 New
CIA
33
Capital Investment Advisors
Georgia
$138K – – –
AC
34
Alleghany Corporation
New York
$131K +$3.07K +224 +2%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$98K +$22.8K +1,652 +30%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$51K +$1.46K +107 +3%
TJHA
37
Thomas J. Herzfeld Advisors
Florida
$22K – – –
MFS
38
MSI Financial Services
Massachusetts
$11K +$11K +825 New
PCM
39
Penserra Capital Management
California
$3K – – –
PPA
40
Parametric Portfolio Associates
Washington
– -$6.87M -513,641 Closed
BI
41
BlueSpruce Investments
Illinois
– -$5.37M -401,529 Closed
LPL Financial
42
LPL Financial
California
– -$827K -62,300 Closed
AMH
43
Apollo Management Holdings
New York
– -$669K -50,000 Closed
BTS
44
BB&T Securities
Virginia
– -$235K -17,584 Closed
IHL
45
Investment House LLC
California
– -$141K -10,555 Closed
US Bancorp
46
US Bancorp
Minnesota
– -$137K -10,270 Closed
AIG
47
American International Group
New York
– -$37K -2,790 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$4K -268 Closed
1
2