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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
-0.14%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.78B
AUM Growth
-$195M
Cap. Flow
-$2.44B
Cap. Flow %
-87.9%
Top 10 Hldgs %
44.56%
Holding
120
New
9
Increased
7
Reduced
3
Closed
13

Top Buys

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$47.1M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$3M
3
NUGT icon
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
+$2.66M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.44M
5
EMMS
Emmis Communications Corp
EMMS
+$783K

Top Sells

Rank Stock Value
1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$164M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$33.4M
3
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
+$9.92M
4
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
+$5.95M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.16%
3 Real Estate 0.1%
4 Healthcare 0.05%
5 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
26
General Motors
GM
$76.3B
– –
-1,076
Closed -$39K
BRSL
27
Brightstar Lottery PLC
BRSL
$2.03B
– –
-45,235
Closed -$856K
INTC icon
28
Intel
INTC
$503B
– –
-68,300
Closed -$1.57M
TEVA icon
29
Teva Pharmaceuticals
TEVA
$40.6B
– –
-31,987
Closed -$1.21M
UVXY icon
30
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$228M
– –
0
– -$1.72M
FLG.PRU
31
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
– –
-683,549
Closed -$33.4M
CMLS
32
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-6,718
Closed -$284K
GM.WS.B
33
DELISTED
General Motors Company
GM.WS.B
– –
-73,884
Closed -$1.37M
GM.WS.A
34
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-3,241
Closed -$86K
GM.WS.C
35
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
– –
-2,480,958
Closed -$9.92M
SWU
36
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-1,190,675
Closed -$164M
ARK
37
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-191,612
Closed -$755K
ZIONW
38
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
– –
-46,190
Closed -$227K
1
2

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Zazove Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Zazove Associates held 120 positions worth $2.78B, down 6.6% from $2.98B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Zazove Associates withdrew a net $2.44B in Q4 2013, closing 13 positions and reducing 3 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $164M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 0.05% a quarter earlier, followed by Communication Services and Real Estate.

Against the trend, Zazove Associates opened a new position in EMC CORPORATION worth $48.8M.

  • Zazove Associates's largest Q4 2013 buy was EMC CORPORATION: 1,942,222 shares worth $48.8M.
  • Zazove Associates added most to Eaton Vance Limited Duration Income Fund in Q4 2013, an estimated $3M increase.
  • Zazove Associates's biggest Q4 2013 reduction was Capital One Financial Corp, cutting an estimated $931K.
  • Zazove Associates fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2013, selling an estimated $164M.
  • Zazove Associates's ten largest holdings make up 45% of its $2.78B portfolio in Q4 2013.
  • Zazove Associates opened 9 new positions and closed 13 in Q4 2013.
  • Zazove Associates's portfolio value fell 6.6% quarter-over-quarter to $2.78B.

Based on Zazove Associates's 13F filing for Q4 2013, filed 5 Feb 2014.