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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTG
201
Wintergreen Acquisition Corp
WTG
$76.8M
– –
-23,964
Closed -$243K
CHECU
202
Chenghe Acquisition III Co Units
CHECU
– –
-10,000
Closed -$101K
QUMS
203
Quantumsphere Acquisition Corp
QUMS
$113M
– –
-41,421
Closed -$415K
TLNC
204
Talon Capital Corp
TLNC
$348M
– –
-57,674
Closed -$583K
NXB
205
NextBoat Inc
NXB
$52.5M
– –
-14,500
Closed -$30K
HCACU
206
Hall Chadwick Acquisition Corp Unit
HCACU
– –
-20,000
Closed -$200K
APACR
207
StoneBridge Acquisition II Corp Rights
APACR
– –
-11,900
Closed -$1.73K
SCIIU
208
SC II Acquisition Corp Units
SCIIU
– –
-46,300
Closed -$466K
BIXIU
209
Bitcoin Infrastructure Acquisition Corp Unit
BIXIU
$210M
– –
-20,000
Closed -$199K
RGNT
210
Regentis Biomaterials
RGNT
$13.6M
– –
-19,093
Closed -$127K
REED
211
Reed's Inc
REED
$10.5M
– –
-10,705
Closed -$22.5K
MMTXW
212
Miluna Acquisition Corp Warrant
MMTXW
– –
-15,295
Closed -$1.68K
CRANU
213
Crane Harbor Acquisition Corp II Units
CRANU
$267M
– –
-39,200
Closed -$395K
VHCPU
214
Vine Hill Capital Investment Corp II Units
VHCPU
– –
-71,900
Closed -$721K
SVAQU
215
Silicon Valley Acquisition Corp Units
SVAQU
– –
-75,000
Closed -$746K
5 6 7 8
9

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WCP
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HIS
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Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.