WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NE icon
201
Noble Corp
NE
$4.5B
– –
0
– –
NEE icon
202
NextEra Energy, Inc.
NEE
$148B
– –
0
– –
NVDA icon
203
NVIDIA
NVDA
$4.15T
– –
0
– –
NXGLW icon
204
NexGel, Inc Warrant
NXGLW
$620K
– –
-10,000
Closed -$3.05K
OEF icon
205
iShares S&P 100 ETF
OEF
$22.1B
– –
0
– –
SPY icon
206
SPDR S&P 500 ETF Trust
SPY
$656B
– –
-12,000
Closed -$5.13M
SSYS icon
207
Stratasys
SSYS
$863M
– –
0
– –
TLT icon
208
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
– –
-12,500
Closed -$1.11M
UNG icon
209
United States Natural Gas Fund
UNG
$621M
– –
0
– –
VXX icon
210
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$264M
– –
0
– –
XNTK icon
211
SPDR NYSE Technology ETF
XNTK
$1.24B
– –
0
– –
EONR
212
EON Resources Inc.
EONR
$13.3M
– –
-70,068
Closed -$760K
KLTO
213
Klotho Neurosciences, Inc. Common Stock
KLTO
$36.1M
– –
-28,519
Closed -$304K
ABP
214
Abpro Holdings, Inc Common Stock
ABP
$20.5M
– –
-68,317
Closed -$723K
NXU
215
DELISTED
Nxu, Inc. Class A Common Stock
NXU
– –
-23
Closed -$13.7K
RFAC
216
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
– –
-18,006
Closed -$192K
QOMO
217
DELISTED
Qomolangma Acquisition Corp. Common Stock
QOMO
– –
-37,871
Closed -$402K
LLAP
218
DELISTED
Terran Orbital Corporation
LLAP
– –
-24,250
Closed -$20.1K
SWN
219
DELISTED
Southwestern Energy Company
SWN
– –
0
– –
NNAGU
220
DELISTED
99 Acquisition Group Inc. Unit
NNAGU
– –
-68,300
Closed -$708K
AGRIW
221
DELISTED
AgriFORCE Growing Systems Ltd. Warrant
AGRIW
– –
-28,879
Closed -$575
RCAC
222
DELISTED
Revelstone Capital Acquisition Corp. Class A Common Stock
RCAC
– –
-18,007
Closed -$191K
BPTH
223
DELISTED
Bio-Path Holdings Inc
BPTH
– –
-1,200
Closed -$8.88K
ENERW
224
DELISTED
Accretion Acquisition Corp. Warrant
ENERW
– –
-87,348
Closed -$1.97K
HCDIZ
225
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
– –
-55,000
Closed -$545
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