WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AIB
201
DELISTED
AIB Acquisition Corporation Class A Ordinary Shares
AIB
– –
-11,424
Closed -$124K
PUCK
202
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-12,414
Closed -$129K
PLTN
203
DELISTED
Plutonian Acquisition Corp. Common Stock
PLTN
– –
-22,196
Closed -$231K
BRSHW
204
DELISTED
Bruush Oral Care Inc. Warrant
BRSHW
– –
-15,000
Closed -$1.2K
SHPWW
205
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
– –
-14,668
Closed -$148
SWN
206
DELISTED
Southwestern Energy Company
SWN
– –
0
– –
GOEVW
207
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-27,000
Closed -$2.46K
FTII
208
DELISTED
FutureTech II Acquisition Corp. Class A Common Stock
FTII
– –
-14,654
Closed -$157K
XNTK icon
209
SPDR NYSE Technology ETF
XNTK
$1.24B
– –
0
– –
WAL icon
210
Western Alliance Bancorporation
WAL
$9.88B
– –
0
– –
VXX icon
211
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$264M
– –
0
– –
VSSYW
212
Versus Systems Inc. Class A Warrants
VSSYW
$294K
– –
-105,470
Closed -$2.05K
EMPD
213
Empery Digital Inc. Common stock
EMPD
$339M
– –
0
-32,000
-100% -$18.2K
VEEE icon
214
Twin Vee PowerCats
VEEE
$4.65M
– –
-17,294
Closed -$36.7K
HUDA
215
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
– –
-69,800
Closed -$724K
UNG icon
216
United States Natural Gas Fund
UNG
$621M
– –
0
– –
TNON icon
217
Tenon Medical
TNON
$10.5M
– –
-97,500
Closed -$26.8K
SURG icon
218
SurgePays
SURG
$55.3M
– –
0
– –
SSYS icon
219
Stratasys
SSYS
$863M
– –
0
– –
SNAL icon
220
Snail Inc
SNAL
$32.4M
– –
-13,000
Closed -$20.7K
SLV icon
221
iShares Silver Trust
SLV
$20.2B
– –
0
– –
RIVN icon
222
Rivian
RIVN
$17.5B
– –
0
– –
QQQ icon
223
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
PGY icon
224
Pagaya Technologies
PGY
$2.7B
– –
0
– –
OEF icon
225
iShares S&P 100 ETF
OEF
$22.1B
– –
0
– –
7 8
9
10 11