WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$142M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
295
New
Increased
Reduced
Closed

Top Buys

1
+$6.04M
2
+$5.9M
3
+$5.2M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.14M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$1.97M

Top Sells

1
+$26.2M
2
+$13.4M
3
+$1.85M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$763K
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$743K

Sector Composition

1 Financials 1.45%
2 Real Estate 0.47%
3 Utilities 0.45%
4 Healthcare 0.32%
5 Technology 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
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-250,000
6 7 8
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10