We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTS icon
176
Intensity Therapeutics
INTS
$11.2M
– –
-2,760
Closed -$28.1K
KVAC
177
DELISTED
Keen Vision Acquisition Corp
KVAC
– –
-45,988
Closed -$541K
LEU icon
178
PUT
Centrus Energy
LEU
$3.69B
– –
-3,000
Closed -$728K
MODD icon
179
Modular Medical
MODD
$11.2M
– –
-3,098
Closed -$33.8K
MPTI icon
180
M-tron Industries
MPTI
$369M
– –
-5,258
Closed -$280K
NVDA icon
181
CALL
NVIDIA
NVDA
$5.46T
– –
-4,000
Closed -$746K
PROF
182
Profound Medical
PROF
$252M
– –
-21,000
Closed -$165K
RGTI icon
183
Rigetti Computing
RGTI
$6.21B
– –
-41,700
Closed -$924K
RGTI icon
184
PUT
Rigetti Computing
RGTI
$6.21B
– –
-59,800
Closed -$1.32M
DCOY
185
Decoy Therapeutics
DCOY
$1.92M
– –
-2,333
Closed -$18.2K
SLV icon
186
PUT
iShares Silver Trust
SLV
$31.3B
– –
-13,000
Closed -$837K
SYNX icon
187
Silynxcom
SYNX
$7.03M
– –
-14,196
Closed -$15.2K
VNRX icon
188
VolitionRx Ltd
VNRX
$7.6M
– –
-4,542
Closed -$23.2K
OKLO
189
Oklo
OKLO
$8.64B
– –
-5,000
Closed -$359K
OKLO
190
PUT
Oklo
OKLO
$8.64B
– –
-6,000
Closed -$431K
AAM
191
DELISTED
AA Mission Acquisition Corp
AAM
– –
-67,196
Closed -$717K
EONR
192
EON Resources
EONR
$23.5M
– –
-48,009
Closed -$18.4K
IMSRW
193
Terrestrial Energy Warrant
IMSRW
$31.1M
– –
-11,000
Closed -$23.3K
CAPN
194
Cayson Acquisition Corp
CAPN
– –
-26,207
Closed -$279K
ANNAW
195
AleAnna Inc Warrant
ANNAW
$6.9M
– –
-125,382
Closed -$17.7K
BXBL
196
BOXABL, Inc. Common stock
BXBL
$1.57B
– –
-15,000
Closed -$151K
ATII
197
Archimedes Tech SPAC Partners II Co
ATII
$315M
– –
-10,000
Closed -$104K
AWTM
198
PUT
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
– –
-30,000
Closed -$743K
UYSC
199
UY Scuti Acquisition Corp
UYSC
– –
-14,600
Closed -$150K
PELI
200
DELISTED
Pelican Acquisition Corp
PELI
– –
-50,000
Closed -$508K
5 6 7
8
9

Similar funds

IQI
Integrated Quantitative Investments Bellevue, Washington $551M AUM 45.27% 1-Year Est. Return
BT
Brandywine Trust Hockessin, Delaware $552M AUM 5.23% 1-Year Est. Return
SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
Brasada Capital Management Houston, Texas $545M AUM 18.58% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.