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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$264M
Cap. Flow %
-40.32%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.35%
2 Financials 2.03%
3 Consumer Discretionary 0.21%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RILY icon
176
PUT
BRC Group Holdings
RILY
$240M
– –
-22,000
Closed -$116K
RR icon
177
Richtech Robotics
RR
$376M
– –
-19,937
Closed -$16.7K
FLNA
178
PUT
Filana Therapeutics
FLNA
$35.1M
– –
-16,000
Closed -$471K
SBUX icon
179
CALL
Starbucks
SBUX
$109B
– –
-15,000
Closed -$1.46M
SGOV icon
180
iShares 0-3 Month Treasury Bond ETF
SGOV
$109B
– –
-50,455
Closed -$5.08M
SXTPW icon
181
60 Degrees Pharmaceuticals Warrant
SXTPW
$51K
– –
-29,515
Closed -$1.51K
CHAI
182
Core AI Holdings Inc
CHAI
$7.11M
– –
-993
Closed -$36.5K
TSLA icon
183
PUT
Tesla
TSLA
$1.44T
– –
-6,000
Closed -$1.57M
VNO icon
184
PUT
Vornado Realty Trust
VNO
$6.52B
– –
-12,000
Closed -$473K
VXX icon
185
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$128M
– –
-15,000
Closed -$744K
WMT icon
186
CALL
Walmart Inc
WMT
$847B
– –
-12,600
Closed -$1.02M
RZLVW
187
Rezolve AI Warrants
RZLVW
$4.27M
– –
-179,603
Closed -$32.3K
VCICU
188
DELISTED
Vine Hill Capital Investment Corp Unit
VCICU
– –
-134,524
Closed -$1.35M
HPE.PRC
189
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$4.67B
– –
-8,932
Closed -$541K
LGCY
190
Legacy Education Inc
LGCY
$134M
– –
-47,500
Closed -$219K
EXEEZ
191
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
– –
-54,124
Closed -$3.76M
YHC
192
LQR House Inc
YHC
$1.67M
– –
-22
Closed -$43.1K
RNTX
193
Rein Therapeutics
RNTX
$69M
– –
-10,000
Closed -$35.4K
BZAI
194
Blaize Holdings
BZAI
$91.9M
– –
-27,185
Closed -$307K
OSRH
195
DELISTED
OSR Health
OSRH
– –
-80,228
Closed -$872K
FFAI
196
CALL
Faraday Future Intelligent Electric
FFAI
$6.79M
– –
-157
Closed -$67.4K
LATG
197
DELISTED
Chenghe Acquisition I Co. Class A Ordinary Shares
LATG
– –
-27,205
Closed -$315K
ALSAW
198
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
– –
-16,452
Closed -$230
KACLW
199
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
– –
-78,977
Closed -$687
NVACW
200
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
– –
-77,770
Closed -$2.92K
5 6 7
8
9

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TCM
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Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $264M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.