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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTORW
151
Praetorian Acquisition Corp Warrant
PTORW
$4.44M
$6.95K ﹤0.01%
+21,732
New +$6.41K
FGIIW
152
FG Imperii Acquisition Corp Warrants
FGIIW
$6.5K ﹤0.01%
+37,029
New +$6.7K
XSLLW
153
Xsolla SPAC 1 Warrants
XSLLW
$2.23M
$5.64K ﹤0.01%
+28,234
New +$4.86K
CRIS icon
154
Curis
CRIS
$3.91M
$5.47K ﹤0.01%
500
-1,514
-75% -$28.2K
VHCPW
155
Vine Hill Capital Investment Corp II Warrants
VHCPW
$4.51K ﹤0.01%
+12,356
New +$4.65K
MRNOW
156
Murano Global Investments PLC Warrants
MRNOW
$135K
$2.52K ﹤0.01%
63,000
-19,639
-24% -$1.2K
BTBDW icon
157
BT Brands Warrant
BTBDW
$71.6K
$1.83K ﹤0.01%
10,000
– –
PIIIW icon
158
P3 Health Partners Inc Warrant
PIIIW
$168K
$1.72K ﹤0.01%
292,107
– –
HAVAR
159
Harvard Ave Acquisition Corp Rights
HAVAR
$1.52K ﹤0.01%
12,190
-4,210
-26% -$574
AERTW
160
Aeries Technology Warrant
AERTW
$891K
$1.42K ﹤0.01%
70,787
– –
APLMW icon
161
Apollomics Inc Warrant
APLMW
$1.4M
$1.32K ﹤0.01%
87,049
– –
SVREW
162
SaverOne 2014 Ltd Warrant
SVREW
$1.29K ﹤0.01%
125,026
– –
BNCWW
163
CEA Industries Inc Warrant
BNCWW
$1.18K ﹤0.01%
35,000
– –
HUBCW icon
164
Hub Cyber Security Warrant 2/27/28
HUBCW
$172K
$1.14K ﹤0.01%
162,771
– –
CRACW
165
Crown Reserve Acquisition Corp I Warrant
CRACW
$323K
$587 ﹤0.01%
12,352
-4,766
-28% -$504
ANGHW icon
166
Anghami Inc Warrants
ANGHW
$82.1K
$501 ﹤0.01%
40,409
– –
RNWWW
167
ReNew Energy Global PLC Warrant
RNWWW
$16.7K
$239 ﹤0.01%
31,092
– –
AAPL icon
168
CALL
Apple
AAPL
$4.46T
– –
-5,000
Closed -$1.36M
AKTX
169
Akari Therapeutics
AKTX
$12.6M
– –
-7,709
Closed -$88.7K
ASNS
170
DELISTED
ACTELIS NETWORKS INC
ASNS
– –
-51,011
Closed -$25.2K
CREVW
171
DELISTED
Carbon Revolution PLC Warrant
CREVW
– –
-46,472
Closed -$446
EOSE icon
172
Eos Energy Enterprises
EOSE
$1.51B
– –
-11,218
Closed -$128K
GDX icon
173
PUT
VanEck Gold Miners ETF
GDX
$26.9B
– –
-39,000
Closed -$3.35M
GOSS icon
174
CALL
Gossamer Bio
GOSS
$83.3M
– –
-16,400
Closed -$50.8K
IBIT icon
175
PUT
iShares Bitcoin Trust
IBIT
$47.2B
– –
-20,000
Closed -$993K
5 6
7
8 9

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IQI
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BT
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SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
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CAM
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Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.