WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB icon
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
151
Alamos Gold
AGI
$14B
– –
0
AIMDW icon
152
Ainos Warrants
AIMDW
– –
-17,622
AMD icon
153
Advanced Micro Devices
AMD
$402B
– –
0
ANVS icon
154
Annovis Bio
ANVS
$62M
– –
-39,000
APO.PRA icon
155
Apollo Global Management Series A
APO.PRA
$1.97B
– –
-10,511
ATLX icon
156
Atlas Lithium Corp
ATLX
$89.7M
– –
-126,999
BBAI.WS icon
157
BigBear.ai Holdings Warrant
BBAI.WS
$520M
– –
-18,038
BIAF icon
158
bioAffinity Technologies
BIAF
$6.69M
– –
-750
BTMWW
159
Bitcoin Depot Inc Warrant
BTMWW
$4.79M
– –
-50,000
CTLP icon
160
Cantaloupe
CTLP
$778M
– –
0
CVNA icon
161
Carvana
CVNA
$45B
– –
0
DSX.WS icon
162
Diana Shipping Inc Warrants exp 2026
DSX.WS
$12.7M
– –
-198,728
EQIX icon
163
Equinix
EQIX
$77.1B
– –
0
FPAY
164
DELISTED
FlexShopper
FPAY
– –
-16,493
MU icon
165
Micron Technology
MU
$277B
– –
0
NN icon
166
NextNav
NN
$1.71B
– –
0
NNAVW
167
NextNav Inc Warrant
NNAVW
$48.5M
– –
-24,999
NRSN icon
168
NeuroSense Therapeutics
NRSN
$29M
– –
-10,700
NRSNW icon
169
NeuroSense Therapeutics Warrant
NRSNW
$6.73M
– –
-10,000
NXPL icon
170
NextPlat
NXPL
$17.7M
– –
-12,500
OEF icon
171
iShares S&P 100 ETF
OEF
$27.4B
– –
0
OXY icon
172
Occidental Petroleum
OXY
$42.1B
– –
0
PCG icon
173
PG&E
PCG
$36.2B
– –
0
PGYWW
174
Pagaya Technologies Ltd Warrants
PGYWW
$17.1M
– –
-20,000
PLTR icon
175
Palantir
PLTR
$415B
– –
0
4 5 6
7
8