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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$229M
Cap. Flow %
-35.56%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.94%
2 Financials 2.01%
3 Healthcare 0.43%
4 Communication Services 0.4%
5 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATLX icon
151
Atlas Lithium Corp
ATLX
$87.3M
– –
-126,999
Closed -$657K
BBAI.WS icon
152
BigBear.ai Holdings Warrant
BBAI.WS
$16.6M
– –
-18,038
Closed -$14.8K
BIAF icon
153
bioAffinity Technologies
BIAF
$5.66M
– –
-50
Closed -$5.87K
BTMWW
154
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
– –
-50,000
Closed -$3.5K
DSX.WS icon
155
Diana Shipping Inc Warrants exp 2026
DSX.WS
$19.4M
– –
-198,728
Closed -$21.7K
FPAY
156
DELISTED
FlexShopper
FPAY
– –
-16,493
Closed -$21.6K
GDXJ icon
157
VanEck Junior Gold Miners ETF
GDXJ
$9.23B
– –
-6,750
Closed -$386K
GLD icon
158
PUT
SPDR Gold Trust
GLD
$148B
– –
-10,000
Closed -$2.88M
GTLS.PRB
159
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
– –
-14,408
Closed -$789K
HUMA icon
160
Humacyte
HUMA
$163M
– –
-10,000
Closed -$17.1K
KTTAW
161
DELISTED
Pasithea Therapeutics Warrants
KTTAW
– –
-100,000
Closed -$2.03K
CYPH
162
Cypherpunk Technologies Inc
CYPH
$388M
– –
-15,000
Closed -$4.58K
MDAIW icon
163
Spectral AI Warrants
MDAIW
$5.51M
– –
-20,000
Closed -$5.14K
NNAVW
164
DELISTED
NextNav Inc Warrant
NNAVW
– –
-24,999
Closed -$110K
NRSN icon
165
NeuroSense Therapeutics
NRSN
$12M
– –
-535
Closed -$9.95K
NRSNW icon
166
NeuroSense Therapeutics Warrant
NRSNW
$1.05M
– –
-10,000
Closed -$2.05K
NXPL icon
167
NextPlat
NXPL
$25.7M
– –
-1,250
Closed -$10.4K
PGYWW
168
Pagaya Technologies Ltd Warrants
PGYWW
$1.06M
– –
-20,000
Closed -$2.7K
POET icon
169
PUT
POET Technologies
POET
$1.35B
– –
-39,100
Closed -$148K
PTIXW
170
DELISTED
Protagenic Therapeutics Warrant
PTIXW
– –
-170,242
Closed -$1.28K
PXSAW
171
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
– –
-104,611
Closed -$3.42K
QQQ icon
172
Invesco QQQ Trust
QQQ
$485B
– –
-6,000
Closed -$2.98M
RBOT.WS
173
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
– –
-112,000
Closed -$4.49K
RIVN icon
174
PUT
Rivian
RIVN
$21.7B
– –
-20,000
Closed -$249K
RNAZ icon
175
TransCode Therapeutics
RNAZ
$27.9M
– –
-1,786
Closed -$24.8K
5 6
7
8 9

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $229M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.