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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$173M
Cap. Flow %
-26.45%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Consumer Discretionary 0.21%
3 Real Estate 0.14%
4 Technology 0.13%
5 Healthcare 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNAIW
151
Brand Engagement Network Warrant
BNAIW
$559 ﹤0.01%
10,000
– –
BAERW icon
152
Bridger Aerospace Warrant
BAERW
$14.8M
$551 ﹤0.01%
12,600
– –
APCXW
153
DELISTED
AppTech Payments Corp Warrant
APCXW
– –
-13,804
Closed -$3K
APLM icon
154
Apollomics
APLM
$37.9M
– –
-235
Closed -$3.34K
ASTS icon
155
AST SpaceMobile
ASTS
$19.1B
– –
-16,010
Closed -$419K
ASTS icon
156
PUT
AST SpaceMobile
ASTS
$19.1B
– –
-10,000
Closed -$262K
AUROW
157
Aurora Innovation Warrant
AUROW
$370M
– –
-20,000
Closed -$16.6K
AZTR icon
158
Azitra
AZTR
$2.25M
– –
-7,328
Closed -$26.5K
BXMT icon
159
PUT
Blackstone Mortgage Trust
BXMT
$2.47B
– –
-19,000
Closed -$361K
CAVA icon
160
PUT
CAVA Group
CAVA
$7.55B
– –
-9,000
Closed -$1.11M
COIN icon
161
PUT
Coinbase
COIN
$39.7B
– –
-7,000
Closed -$1.25M
DLTR icon
162
CALL
Dollar Tree
DLTR
$24.9B
– –
-11,000
Closed -$774K
ESHA
163
DELISTED
ESH Acquisition Corp
ESHA
– –
-38,700
Closed -$411K
GBTC icon
164
Grayscale Bitcoin Trust
GBTC
$9.59B
– –
-17,500
Closed -$884K
HOLOW icon
165
MicroCloud Hologram Inc Warrant
HOLOW
$4.02M
– –
-32,545
Closed -$1.35K
IVDAW icon
166
Iveda Solutions Warrant
IVDAW
$53.9K
– –
-34,537
Closed -$966
LIXTW
167
DELISTED
Lixte Biotechnology Warrants
LIXTW
– –
-35,906
Closed -$1.6K
MRNA icon
168
Moderna
MRNA
$22.3B
– –
-3,500
Closed -$234K
MRNA icon
169
PUT
Moderna
MRNA
$22.3B
– –
-4,000
Closed -$267K
MSTR icon
170
CALL
Strategy Inc
MSTR
$35B
– –
-2,100
Closed -$354K
SDEV
171
Stablecoin Development Corp
SDEV
$57.5M
– –
-2,000
Closed -$6.89K
NE icon
172
Noble Corp
NE
$6.49B
– –
-17,600
Closed -$636K
NE icon
173
PUT
Noble Corp
NE
$6.49B
– –
-15,700
Closed -$567K
NVDA icon
174
PUT
NVIDIA
NVDA
$5.03T
– –
-65,000
Closed -$7.89M
RILY icon
175
BRC Group Holdings
RILY
$305M
– –
-13,500
Closed -$70.9K
5 6
7
8 9

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SCM
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OCAM
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NPCM
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CIG
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Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $173M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 2% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.