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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SXTPW icon
151
60 Degrees Pharmaceuticals Warrant
SXTPW
$37K
$2.24K ﹤0.01%
29,515
– –
LIXTW
152
DELISTED
Lixte Biotechnology Warrants
LIXTW
$2.05K ﹤0.01%
40,875
– –
WKSPW
153
DELISTED
Worksport, Ltd. Warrant
WKSPW
$1.74K ﹤0.01%
64,652
-500
-0.8% -$47
CNGLW
154
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$1.62K ﹤0.01%
90,100
– –
KACLW
155
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$1.58K ﹤0.01%
78,977
– –
XBPEW
156
XBP Europe Holdings Warrant
XBPEW
$1.43M
$1.55K ﹤0.01%
38,900
– –
BNIXW
157
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$1.47K ﹤0.01%
43,200
– –
ICUCW
158
SeaStar Medical Holding Corp Warrant
ICUCW
$334K
$1.46K ﹤0.01%
10,000
-183,600
-95% -$21.8K
SMXWW
159
SMX (Security Matters) Public Ltd Warrant
SMXWW
$664K
$1.27K ﹤0.01%
99,100
– –
AIMDW icon
160
Ainos Warrants
AIMDW
$84.9K
$1.21K ﹤0.01%
18,800
-6,071
-24% -$507
STIXW
161
DELISTED
Semantix, Inc. Warrant
STIXW
$1.17K ﹤0.01%
102,119
– –
BNCWW
162
CEA Industries Inc Warrant
BNCWW
$1.04K ﹤0.01%
79,872
– –
CINGW icon
163
Cingulate Inc Warrants
CINGW
$46.8K
$969 ﹤0.01%
43,155
– –
SLNAW
164
DELISTED
Selina Hospitality PLC Warrant
SLNAW
$888 ﹤0.01%
126,860
-1,338
-1% -$15
BZFDW icon
165
BuzzFeed Inc Warrant
BZFDW
$886 ﹤0.01%
19,778
– –
BENFW icon
166
Beneficient Warrant
BENFW
$166K
$851 ﹤0.01%
104,385
– –
FLFVW
167
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$564 ﹤0.01%
20,796
– –
ACONW icon
168
Aclarion Warrant
ACONW
$50.2K
$525 ﹤0.01%
15,000
-11,256
-43% -$425
EDBLW
169
Edible Garden AG Warrant
EDBLW
$115K
$446 ﹤0.01%
29,126
– –
DRMAW icon
170
Dermata Therapeutics Warrant
DRMAW
$19.7K
$285 ﹤0.01%
30,000
– –
ALSAW
171
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$165 ﹤0.01%
16,452
– –
AAPL icon
172
CALL
Apple
AAPL
$4.52T
– –
-4,000
Closed -$770K
ACB
173
CALL
Aurora Cannabis
ACB
$174M
– –
-1,000
Closed -$4.76K
ANF icon
174
PUT
Abercrombie & Fitch
ANF
$4.9B
– –
-6,000
Closed -$529K
ARKK icon
175
PUT
ARK Innovation ETF
ARKK
$6.09B
– –
-5,000
Closed -$262K
5 6
7
8 9

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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.