We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$528M
AUM Growth
+$32.3M
Cap. Flow
-$135M
Cap. Flow %
-25.61%
Top 10 Hldgs %
63.12%
Holding
291
New
40
Increased
41
Reduced
59
Closed
57

Top Buys

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.36M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$778K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$744K
4
NNAG
99 Acquisition Group Inc
NNAG
+$693K
5
QETA icon
Quetta Acquisition Corp
QETA
+$693K

Top Sells

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$11.6M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.11M
4
AAPL icon
Apple
AAPL
+$1.02M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$860K

Sector Composition

Rank Sector Weight
1 Financials 2.48%
2 Real Estate 0.18%
3 Industrials 0.17%
4 Technology 0.16%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEKW icon
151
Maris-Tech Ltd Warrants
MTEKW
$959K
$4.58K ﹤0.01%
226,620
+26,720
+13% +$1.2K
PNST.WS
152
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$4.5K ﹤0.01%
12,200
– –
ZURAW
153
DELISTED
Zura Bio Limited Warrants
ZURAW
$4.39K ﹤0.01%
25,818
– –
SMR.WS
154
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$3.56K ﹤0.01%
+11,500
New +$4.8K
RBOT.WS
155
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$3.36K ﹤0.01%
112,000
– –
ANGHW icon
156
Anghami Inc Warrants
ANGHW
$3.23K ﹤0.01%
40,409
– –
HUBCW icon
157
Hub Cyber Security Warrant 2/27/28
HUBCW
$189K
$2.4K ﹤0.01%
171,171
+71,171
+71% +$1.59K
AOGOW
158
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$2.35K ﹤0.01%
90,000
– –
KULR icon
159
KULR Technology Group
KULR
$123M
$2.13K ﹤0.01%
1,438
– –
SXTPW icon
160
60 Degrees Pharmaceuticals Warrant
SXTPW
$37K
$2.07K ﹤0.01%
29,515
– –
XBPEW
161
XBP Europe Holdings Warrant
XBPEW
$1.45M
$1.95K ﹤0.01%
38,900
+6,499
+20% +$714
BIAFW icon
162
bioAffinity Technologies
BIAFW
$150K
$1.88K ﹤0.01%
22,926
– –
CNGLW
163
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$1.69K ﹤0.01%
90,100
– –
NXLIW
164
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$1.56K ﹤0.01%
177,383
– –
PTIXW
165
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$1.56K ﹤0.01%
177,196
– –
HOLOW icon
166
MicroCloud Hologram Inc Warrant
HOLOW
$4.02M
$1.55K ﹤0.01%
51,600
-3,400
-6% -$157
LIXTW
167
DELISTED
Lixte Biotechnology Warrants
LIXTW
$1.53K ﹤0.01%
40,875
– –
IGTAW
168
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$1.53K ﹤0.01%
89,900
– –
ENCPW
169
DELISTED
Energem Corp Warrant
ENCPW
$1.35K ﹤0.01%
90,000
– –
CINGW icon
170
Cingulate Inc Warrants
CINGW
$39.6K
$1.29K ﹤0.01%
43,155
+19,250
+81% +$1.28K
HGASW
171
DELISTED
Global Gas Corporation Warrant
HGASW
$1.16K ﹤0.01%
36,300
– –
KACLW
172
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$1.16K ﹤0.01%
78,977
– –
STIXW
173
DELISTED
Semantix, Inc. Warrant
STIXW
$1.05K ﹤0.01%
102,119
– –
BENFW icon
174
Beneficient Warrant
BENFW
$169K
$1.04K ﹤0.01%
104,385
-5,615
-5% -$79
SMXWW
175
SMX (Security Matters) Public Ltd Warrant
SMXWW
$870K
$941 ﹤0.01%
99,100
+45,839
+86% +$550
5 6
7
8 9

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Warberg Asset Management held 291 positions worth $528M, up 6.5% from $496M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $135M in Q4 2023, closing 57 positions and reducing 59 holdings. Its most notable exit was VMware, Inc, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, up from 2% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Warberg Asset Management opened a new position in Invesco Ultra Short Duration ETF worth $1.37M.

  • Warberg Asset Management's largest Q4 2023 buy was Invesco Ultra Short Duration ETF: 27,381 shares worth $1.37M.
  • Warberg Asset Management added most to Four Leaf Acquisition Corp in Q4 2023, an estimated $375K increase.
  • Warberg Asset Management's biggest Q4 2023 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $860K.
  • Warberg Asset Management fully exited VMware, Inc in Q4 2023, selling an estimated $11.6M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $528M portfolio in Q4 2023.
  • Warberg Asset Management opened 40 new positions and closed 57 in Q4 2023.
  • Warberg Asset Management's portfolio value rose 6.5% quarter-over-quarter to $528M.

Based on Warberg Asset Management's 13F filing for Q4 2023, filed 7 Feb 2024.