WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BNCWW
151
CEA Industries Inc. Warrant
BNCWW
$489K
$319 ﹤0.01%
79,872
-127,212
-61% -$508
DRMAW icon
152
Dermata Therapeutics, Inc. Warrant
DRMAW
$41.6K
$210 ﹤0.01%
30,000
– –
EMCGW
153
DELISTED
Embrace Change Acquisition Corp Warrants
EMCGW
$193 ﹤0.01%
12,500
– –
ALSAW
154
DELISTED
Alpha Star Acquisition Corporation Warrants
ALSAW
$144 ﹤0.01%
16,452
-23,548
-59% -$206
QQQ icon
155
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
RIVN icon
156
Rivian
RIVN
$17.5B
– –
0
– –
RNAZ icon
157
TransCode Therapeutics
RNAZ
$8.74M
– –
0
-10,000
-100% -$5.03K
SA
158
Seabridge Gold
SA
$1.8B
– –
0
– –
SLV icon
159
iShares Silver Trust
SLV
$20.2B
– –
0
– –
SPNT icon
160
SiriusPoint
SPNT
$2.21B
– –
-48,755
Closed -$496K
AAPL icon
161
Apple
AAPL
$3.54T
– –
-5,500
Closed -$942K
ACB
162
Aurora Cannabis
ACB
$276M
– –
0
– –
AENT icon
163
Alliance Entertainment
AENT
$311M
– –
-47,000
Closed -$52.2K
ANF icon
164
Abercrombie & Fitch
ANF
$4.35B
– –
0
– –
ARKK icon
165
ARK Innovation ETF
ARKK
$7.43B
– –
0
– –
ASPI icon
166
ASP Isotopes
ASPI
$740M
– –
-17,000
Closed -$16.2K
ASTI icon
167
Ascent Solar Technologies
ASTI
$5.94M
– –
-20,000
Closed -$35.8K
AZTR icon
168
Azitra
AZTR
$3.44M
– –
-35,000
Closed -$52.5K
BFRGW icon
169
Bullfrog AI Holdings, Inc. Warrants
BFRGW
$543K
– –
-66,718
Closed -$37.8K
BOF icon
170
BranchOut Food
BOF
$25.7M
– –
-10,369
Closed -$21.8K
BOH icon
171
Bank of Hawaii
BOH
$2.69B
– –
0
– –
BURL icon
172
Burlington
BURL
$18.5B
– –
0
– –
BXMT icon
173
Blackstone Mortgage Trust
BXMT
$3.33B
– –
0
– –
CISO
174
CISO Global
CISO
$30M
– –
-31,117
Closed -$4.36K
CMND icon
175
Clearmind Medicine
CMND
$5.43M
– –
-220,000
Closed -$35.2K
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