WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$319M
AUM Growth
+$116M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$3.65M
2
+$1.54M
3
+$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K

Top Sells

1
+$3.17M
2
+$1.28M
3
+$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
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-11,000
152
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0
153
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-54,313
154
– –
-10,677
155
– –
-33,225
156
– –
-174,606
157
– –
-17,500
158
– –
-56,000
159
– –
-15,000
3 4 5 6
7