Warberg Asset Management’s Sierra Metals Inc. Common Stock SMTS Stock Holding History

Warberg Asset Management’s Portfolio SMTS Stock Details SMTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-10,000	Closed	-$32K	–	226
2021 Q1	$32K	Sell	10,000 -8,000	-44%	-$25.2K	0.01%	141
2020 Q4	$60K	Buy	+18,000	New	+$43.4K	0.01%	126

Other funds holding SMTS

ARC

Arias Resource Capital George Town, Grand Cayman, Cayman Islands $58.6M AUM 26.15% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CLG

Cooperman Leon G $3.05B AUM 42.78% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

EMG

ETF Managers Group Summit, New Jersey $3.1B AUM 17.12% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

HIM

Hillsdale Investment Management Toronto, Ontario, Canada $3.68B AUM 62.12% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

DZ Bank Frankfurt Am Main, Germany $113B AUM 36.92% 1-Year Est. Return

Warberg Asset Management's SMTS Position: Q2 2021 in Review

Warberg Asset Management sold out of Sierra Metals Inc. Common Stock (SMTS) in Q2 2021, closing a stake of 10,000 shares — an estimated $32K sold.

Warberg Asset Management first reported a position in SMTS in Q4 2020 and held it in 2 quarters. The position peaked at $60K in Q4 2020. 50 funds tracked by Wall St. Rank hold SMTS as of Q2 2021.

Warberg Asset Management reported no remaining Sierra Metals Inc. Common Stock position as of Q2 2021 after selling out during the quarter.
Warberg Asset Management sold 10,000 Sierra Metals Inc. Common Stock shares in Q2 2021, an estimated $32K.
Warberg Asset Management first reported a position in Sierra Metals Inc. Common Stock in Q4 2020 and held it in 2 quarters.
Warberg Asset Management's Sierra Metals Inc. Common Stock position peaked at $60K in Q4 2020.
50 funds tracked by Wall St. Rank held Sierra Metals Inc. Common Stock as of Q2 2021.

Based on Warberg Asset Management's 13F filing for Q2 2021, filed 16 Aug 2021.