DZ Bank’s Sierra Metals Inc. Common Stock SMTS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-400,000	Closed	-$202K	–	1199
2022 Q3	$202K	Hold	400,000	–	–	﹤0.01%	877
2022 Q2	$323K	Hold	400,000	–	–	﹤0.01%	846
2022 Q1	$477K	Hold	400,000	–	–	﹤0.01%	802
2021 Q4	$551K	Hold	400,000	–	–	﹤0.01%	791
2021 Q3	$719K	Hold	400,000	–	–	﹤0.01%	707
2021 Q2	$1.21M	Hold	400,000	–	–	﹤0.01%	646
2021 Q1	$1.26M	Hold	400,000	–	–	﹤0.01%	605
2020 Q4	$1.35M	Hold	400,000	–	–	﹤0.01%	566
2020 Q3	$583K	Hold	400,000	–	–	﹤0.01%	582
2020 Q2	$516K	Hold	400,000	–	–	﹤0.01%	578
2020 Q1	$304K	Hold	400,000	–	–	﹤0.01%	616
2019 Q4	$662K	Hold	400,000	–	–	﹤0.01%	538
2019 Q3	$477K	Hold	400,000	–	–	﹤0.01%	578
2019 Q2	$556K	Hold	400,000	–	–	﹤0.01%	581
2019 Q1	$647K	Hold	400,000	–	–	﹤0.01%	542
2018 Q4	$689K	Hold	400,000	–	–	﹤0.01%	536
2018 Q3	$989K	Hold	400,000	–	–	﹤0.01%	509
2018 Q2	$1.04M	Hold	400,000	–	–	﹤0.01%	550
2018 Q1	$1.02M	Hold	400,000	–	–	﹤0.01%	643
2017 Q4	$945K	Hold	400,000	–	–	﹤0.01%	541
2017 Q3	$1.01M	Buy	+400,000	New	+$1.01M	﹤0.01%	541