We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VENU
126
Venu Holding Corp
VENU
$116M
$39.6K 0.01%
+12,000
New +$69.2K
JOBY.WS
127
DELISTED
Joby Aviation Warrants
JOBY.WS
$35.4K 0.01%
44,818
-29,578
-40% -$79.8K
CLRB icon
128
Cellectar Biosciences
CLRB
$20.8M
$35.3K 0.01%
13,900
– –
VWAVW
129
VisionWave Holdings Warrant
VWAVW
$1.17M
$31.8K 0.01%
37,000
-43,013
-54% -$81K
LVWR.WS icon
130
LiveWire Group Warrants
LVWR.WS
$6.9M
$30K 0.01%
599,657
-284
-0% -$13
PMNT
131
DELISTED
PERFECT MOMENT LTD
PMNT
$24K ﹤0.01%
+95,200
New +$28.9K
PROP icon
132
Prairie Operating Co
PROP
$85.8M
$20.3K ﹤0.01%
+10,000
New +$18.1K
AMPGZ
133
Amplitech Group Series B Right
AMPGZ
$20K ﹤0.01%
+166,667
New +$34.5K
ICCM icon
134
IceCure Medical
ICCM
$10.3M
$19.7K ﹤0.01%
+2,186
New +$39.9K
AMPGR
135
DELISTED
Amplitech Group Series A Right
AMPGR
$18.7K ﹤0.01%
+200,117
New +$33.1K
NAMMW
136
Namib Minerals Warrants
NAMMW
$4.13M
$17.9K ﹤0.01%
132,494
-22,506
-15% -$4.26K
FEAM icon
137
5E Advanced Materials
FEAM
$67.3M
$17.2K ﹤0.01%
+12,312
New +$29.3K
ALP
138
Alpha Compute
ALP
$3.99M
$13.6K ﹤0.01%
+42,133
New +$23.3K
GAME icon
139
GameSquare
GAME
$42.2M
$13.5K ﹤0.01%
50,000
– –
SNYR
140
Synergy CHC Corp
SNYR
$1.62M
$13.2K ﹤0.01%
10,222
-3,453
-25% -$5.41K
FLYX.WS icon
141
flyExclusive Inc Warrants
FLYX.WS
$3.03M
$13K ﹤0.01%
33,024
-36,976
-53% -$18K
ERNA icon
142
Eterna Therapeutics
ERNA
$5.16M
$10.1K ﹤0.01%
+2,000
New +$31.9K
DAICW
143
CID HoldCo Inc Warrants
DAICW
$76.8K
$10K ﹤0.01%
377,800
– –
OPFI.WS
144
DELISTED
OppFi Inc Warrants
OPFI.WS
$9.66K ﹤0.01%
74,310
-38,243
-34% -$27.4K
XCBEW
145
X3 Acquisition Corp Warrant
XCBEW
$9.38K ﹤0.01%
+37,500
New +$9.89K
SVAQW
146
Silicon Valley Acquisition Corp Warrants
SVAQW
$4.24M
$9K ﹤0.01%
+31,600
New +$9.65K
FTW.WS
147
Presidio Production Co Warrants
FTW.WS
$8.51K ﹤0.01%
+10,500
New +$6.89K
NXGLW icon
148
NexGel Inc Warrant
NXGLW
$32.8K
$7.66K ﹤0.01%
146,091
– –
ERNAW
149
Ernexa Therapeutics Warrants
ERNAW
$815K
$7.11K ﹤0.01%
+253,800
New +$15K
TGE.WS
150
The Generation Essentials Group Warrants
TGE.WS
$7.02K ﹤0.01%
35,775
– –
4 5
6
7 8

Similar funds

IQI
Integrated Quantitative Investments Bellevue, Washington $551M AUM 45.27% 1-Year Est. Return
BT
Brandywine Trust Hockessin, Delaware $552M AUM 5.23% 1-Year Est. Return
SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
Brasada Capital Management Houston, Texas $545M AUM 18.58% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.