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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$173M
Cap. Flow %
-26.45%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Consumer Discretionary 0.21%
3 Real Estate 0.14%
4 Technology 0.13%
5 Healthcare 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBCW icon
126
Hub Cyber Security Warrant 2/27/28
HUBCW
$176K
$6.44K ﹤0.01%
171,171
– –
INUV icon
127
Inuvo
INUV
$17.6M
$6.26K ﹤0.01%
1,000
– –
TAVIR
128
Tavia Acquisition Corp Right
TAVIR
$5.59K ﹤0.01%
+43,000
New +$5.42K
SCPX
129
DELISTED
Scorpius Holdings, Inc.
SCPX
$5.41K ﹤0.01%
826
-3,924
-83% -$48.3K
FLYX.WS icon
130
flyExclusive Inc Warrants
FLYX.WS
$3.84M
$5.03K ﹤0.01%
29,900
– –
APLMW icon
131
Apollomics Inc Warrant
APLMW
$1.44M
$4.02K ﹤0.01%
436,987
-1,800
-0.4% -$20
XAGE
132
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
$3.98K ﹤0.01%
472
-1,028
-69% -$9.77K
OGEN icon
133
Oragenics
OGEN
$2.44M
$3.69K ﹤0.01%
333
– –
NXPLW
134
DELISTED
NextPlat Corp Warrants
NXPLW
$3.51K ﹤0.01%
40,776
– –
PIIIW icon
135
P3 Health Partners Inc Warrant
PIIIW
$181K
$3.43K ﹤0.01%
+288,207
New +$5.33K
AERTW
136
Aeries Technology Warrant
AERTW
$887K
$3.33K ﹤0.01%
95,027
– –
BTMWW
137
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$3.3K ﹤0.01%
+50,000
New +$3.23K
SMXWW
138
SMX (Security Matters) Public Ltd Warrant
SMXWW
$609K
$3.17K ﹤0.01%
57,750
-41,350
-42% -$471
SVREW
139
SaverOne 2014 Ltd Warrant
SVREW
$2.89K ﹤0.01%
144,961
-107
-0.1% -$2
RBOT.WS
140
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$2.39K ﹤0.01%
112,000
– –
SWAGW icon
141
Stran & Company Warrant
SWAGW
$2.13K ﹤0.01%
168,734
-12,090
-7% -$157
OCEAW
142
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$2.1K ﹤0.01%
90,419
-78,177
-46% -$2.98K
PGYWW
143
Pagaya Technologies Ltd Warrants
PGYWW
$1.52M
$1.81K ﹤0.01%
30,000
– –
SBEV.WS
144
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$1.26K ﹤0.01%
70,150
– –
BNIXW
145
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$1.19K ﹤0.01%
43,200
– –
PTIXW
146
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$1.04K ﹤0.01%
170,242
-6,954
-4% -$62
AIMDW icon
147
Ainos Warrants
AIMDW
$84.9K
$934 ﹤0.01%
18,789
-11
-0.1% -$1
XBPEW
148
XBP Europe Holdings Warrant
XBPEW
$1.43M
$813 ﹤0.01%
19,826
-20,174
-50% -$724
ANGHW icon
149
Anghami Inc Warrants
ANGHW
$65.7K
$727 ﹤0.01%
40,409
– –
BNCWW
150
CEA Industries Inc Warrant
BNCWW
$726 ﹤0.01%
79,372
-500
-0.6% -$7
4 5
6
7 8

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SCM
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OCAM
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NPCM
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FSG
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Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $173M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 2% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.