WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$438M
AUM Growth
+$106M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$27.6M
2
+$11.9M
3
+$9.35M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$7.82M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.39M

Top Sells

1
+$2.66M
2
+$2.62M
3
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$1.07M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

1 Financials 0.7%
2 Consumer Discretionary 0.53%
3 Real Estate 0.29%
4 Utilities 0.27%
5 Healthcare 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$11K ﹤0.01%
24,381
+3,294
127
$11K ﹤0.01%
+28,450
128
$10K ﹤0.01%
19,600
-401
129
$10K ﹤0.01%
12,000
130
$10K ﹤0.01%
+43,200
131
$10K ﹤0.01%
+45,000
132
$10K ﹤0.01%
65,000
+32,498
133
$9K ﹤0.01%
22,795
134
$8K ﹤0.01%
+12,768
135
$8K ﹤0.01%
33,203
+15,269
136
$8K ﹤0.01%
+50,000
137
$8K ﹤0.01%
+43,000
138
$8K ﹤0.01%
+45,000
139
$8K ﹤0.01%
+43,748
140
$8K ﹤0.01%
+45,100
141
$8K ﹤0.01%
28,867
-933
142
$7K ﹤0.01%
+40,000
143
$7K ﹤0.01%
+42,500
144
$7K ﹤0.01%
893
-35
145
$7K ﹤0.01%
+45,000
146
$6K ﹤0.01%
+45,100
147
$6K ﹤0.01%
+1,800
148
$6K ﹤0.01%
+27,078
149
$5K ﹤0.01%
+12,891
150
$5K ﹤0.01%
884
+83
4 5
6
7 8