WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+3.88%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$319M
AUM Growth
+$319M
Cap. Flow
+$8.93M
Cap. Flow %
2.8%
Top 10 Hldgs %
44.18%
Holding
240
New
57
Increased
17
Reduced
15
Closed
29

Top Buys

1
WSC icon
WillScot Mobile Mini Holdings
WSC
$3.66M
2
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$1.54M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K

Top Sells

1
CCL icon
Carnival Corp
CCL
$3.17M
2
SJIU
South Jersey Industries, Inc.
SJIU
$1.28M
3
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SLV icon
126
iShares Silver Trust
SLV
$20.2B
– –
0
– –
SKT icon
127
Tanger
SKT
$3.84B
– –
0
– –
SHIP icon
128
Seanergy Maritime Holdings
SHIP
$164M
– –
-75,000
Closed -$80K
SA
129
Seabridge Gold
SA
$1.8B
– –
0
– –
ROKU icon
130
Roku
ROKU
$14.5B
– –
0
– –
RIOT icon
131
Riot Platforms
RIOT
$4.97B
– –
0
– –
PTON icon
132
Peloton Interactive
PTON
$3.1B
– –
0
– –
PCT icon
133
PureCycle Technologies
PCT
$2.39B
– –
0
– –
PAAS icon
134
Pan American Silver
PAAS
$12.3B
– –
0
– –
NVDA icon
135
NVIDIA
NVDA
$4.15T
– –
0
– –
LPX icon
136
Louisiana-Pacific
LPX
$6.48B
– –
0
– –
IIPR icon
137
Innovative Industrial Properties
IIPR
$1.54B
– –
0
– –
HYMCW
138
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
– –
-102,355
Closed -$53K
GDX icon
139
VanEck Gold Miners ETF
GDX
$19.6B
– –
0
– –
GB.WS
140
DELISTED
Global Blue Group Holding AG Warrants exercisable for one Ordinary Share of Global Blue Group Holding AG at a price of $11.50 per share
GB.WS
– –
-15,450
Closed -$19K
FATBW
141
DELISTED
FAT Brands Inc. Warrant
FATBW
– –
-15,000
Closed -$53K
F icon
142
Ford
F
$46.2B
– –
0
– –
DASH icon
143
DoorDash
DASH
$106B
– –
0
– –
MUX icon
144
McEwen Inc.
MUX
$753M
– –
-80,000
Closed -$83K
AMC icon
145
AMC Entertainment Holdings
AMC
$1.39B
– –
0
– –
ARKK icon
146
ARK Innovation ETF
ARKK
$7.43B
– –
0
– –
BB icon
147
BlackBerry
BB
$2.24B
– –
0
– –
BLNK icon
148
Blink Charging
BLNK
$125M
– –
0
– –
NG icon
149
NovaGold Resources
NG
$2.73B
– –
0
– –
CCL icon
150
Carnival Corp
CCL
$42.5B
– –
-119,600
Closed -$3.17M
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