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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VACI
101
Viking Acquisition Corp I
VACI
$311M
$211K 0.04%
21,201
– –
BIXI
102
Bitcoin Infrastructure Acquisition Corp
BIXI
$302M
$198K 0.03%
+20,000
New +$198K
COPL
103
Copley Acquisition Corp
COPL
$249M
$180K 0.03%
17,400
– –
BCAR
104
D. Boral ARC Acquisition I Corp
BCAR
$227M
$178K 0.03%
17,585
-96,746
-85% -$982K
QURE icon
105
CALL
uniQure
QURE
$3.26B
$164K 0.03%
+10,000
New +$202K
KOYN
106
CSLM Digital Asset Acquisition Corp III
KOYN
$322M
$159K 0.03%
15,828
– –
EURK
107
Eureka Acquisition Corp
EURK
$26M
$145K 0.02%
12,783
-3,000
-19% -$33.6K
BIVIW
108
BioVie Inc Warrant
BIVIW
$106K
$142K 0.02%
456,629
-5,308
-1% -$1.53K
DC icon
109
Dakota Gold
DC
$841M
$126K 0.02%
+25,045
New +$148K
BCTXL
110
BriaCell Therapeutics Warrant
BCTXL
$2.3M
$118K 0.02%
+115,000
New +$122K
GROY.WS icon
111
Gold Royalty Corp Warrants
GROY.WS
$203M
$113K 0.02%
68,508
+37,944
+124% +$84.1K
OACC
112
Oaktree Acquisition Corp III Life Sciences
OACC
$265M
$106K 0.02%
+10,025
New +$107K
OYSE
113
Oyster Enterprises II Acquisition Corp
OYSE
$351M
$102K 0.02%
10,000
– –
AACIU
114
Armada Acquisition Corp III Units
AACIU
$99.6K 0.02%
+10,000
New +$99.7K
MOBBW
115
Mobilicom Ltd Warrants
MOBBW
$2.83B
$91.9K 0.02%
50,900
-9,000
-15% -$25.3K
BESS.WS
116
Bimergen Energy Corp Warrants
BESS.WS
$77.8K 0.01%
+97,248
New +$75.1K
RVPH
117
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$66.2K 0.01%
+90,772
New +$413K
PROP icon
118
CALL
Prairie Operating Co
PROP
$85.8M
$63.1K 0.01%
31,100
-23,900
-43% -$43.2K
EONR.WS
119
EON Resources Warrants
EONR.WS
$1.43M
$62.1K 0.01%
547,077
-110,411
-17% -$8.56K
VEEE icon
120
Twin Vee PowerCats
VEEE
$6.83M
$61.5K 0.01%
+6,471
New +$235K
CLDI icon
121
Calidi Biotherapeutics
CLDI
$3.77M
$59.5K 0.01%
+15,625
New +$188K
OTLK icon
122
Outlook Therapeutics
OTLK
$166M
$56.4K 0.01%
+275,000
New +$119K
LFCR icon
123
Lifecore Biomedical
LFCR
$181M
$55.8K 0.01%
+15,000
New +$104K
VOXR
124
Vox Royalty Corp
VOXR
$369M
$52.4K 0.01%
+10,000
New +$53.5K
VANI icon
125
Vivani Medical
VANI
$118M
$40.4K 0.01%
40,000
-4,304
-10% -$5.38K
3 4
5
6 7

Similar funds

IQI
Integrated Quantitative Investments Bellevue, Washington $551M AUM 45.27% 1-Year Est. Return
BT
Brandywine Trust Hockessin, Delaware $552M AUM 5.23% 1-Year Est. Return
SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
Brasada Capital Management Houston, Texas $545M AUM 18.58% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.