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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$173M
Cap. Flow %
-26.45%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Consumer Discretionary 0.21%
3 Real Estate 0.14%
4 Technology 0.13%
5 Healthcare 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIII icon
101
P3 Health Partners
PIII
$33.3M
$32.7K 0.01%
2,907
+2,707
+1,354% +$40.1K
PXSAW
102
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$31.4K ﹤0.01%
157,174
-13,800
-8% -$5.94K
NAKAW
103
DELISTED
Kindly MD, Inc. Warrants
NAKAW
$28.3K ﹤0.01%
170,000
-2,783
-2% -$509
MRM
104
MEDIROM Healthcare Technologies
MRM
$7.03M
$23.6K ﹤0.01%
+22,919
New +$57.1K
DSX.WS icon
105
Diana Shipping Inc Warrants exp 2026
DSX.WS
$5.75M
$22.9K ﹤0.01%
199,965
+19,928
+11% +$4.3K
ESPR
106
CALL
DELISTED
Esperion Therapeutics
ESPR
$22K ﹤0.01%
10,000
– –
TALKW
107
DELISTED
Talkspace Inc Warrant
TALKW
$20.9K ﹤0.01%
162,015
-211,112
-57% -$33.1K
MDCXW
108
Medicus Pharma Warrant
MDCXW
$493K
$18K ﹤0.01%
+27,470
New +$17.6K
AIRJW
109
AirJoule Technologies Warrant
AIRJW
$73.3M
$16.3K ﹤0.01%
+14,800
New +$12.3K
ZTEK
110
Zentek
ZTEK
$85.3M
$16.2K ﹤0.01%
12,000
– –
MDAIW icon
111
Spectral AI Warrants
MDAIW
$5.9M
$15.2K ﹤0.01%
+20,000
New +$5.41K
OCGN icon
112
Ocugen
OCGN
$423M
$14.5K ﹤0.01%
18,000
– –
NRSN icon
113
NeuroSense Therapeutics
NRSN
$16.9M
$12.8K ﹤0.01%
+10,700
New +$12.3K
DFSC
114
DEFSEC Technologies
DFSC
$3.57M
$12.1K ﹤0.01%
+824
New +$17.2K
FGIWW
115
FGI Industries Warrant
FGIWW
$180K
$11.1K ﹤0.01%
121,152
– –
CVM icon
116
CEL-SCI Corp
CVM
$21.8M
$11K ﹤0.01%
+919
New +$21.2K
EONR
117
EON Resources
EONR
$24.1M
$10.2K ﹤0.01%
12,500
-3,919
-24% -$4.08K
CREVW
118
DELISTED
Carbon Revolution PLC Warrant
CREVW
$10.1K ﹤0.01%
148,600
-23,422
-14% -$785
BTBDW icon
119
BT Brands Warrant
BTBDW
$143K
$8.84K ﹤0.01%
117,882
– –
KTTAW icon
120
Pasithea Therapeutics Warrants
KTTAW
$25.5K
$8.81K ﹤0.01%
254,701
-8,300
-3% -$213
NRSNW icon
121
NeuroSense Therapeutics Warrant
NRSNW
$3.71M
$7.89K ﹤0.01%
17,936
-2,265
-11% -$606
SKYAW
122
SkyAI Inc
SKYAW
$263K
$7.53K ﹤0.01%
186,903
-78,173
-29% -$3.28K
DFSCW
123
DEFSEC Technologies Warrant
DFSCW
$6.86K ﹤0.01%
332,880
-12,261
-4% -$283
TNONW icon
124
Tenon Medical Inc Warrant
TNONW
$6.77K ﹤0.01%
525,079
– –
MRNOW
125
Murano Global Investments PLC Warrants
MRNOW
$113K
$6.64K ﹤0.01%
28,200
– –
3 4
5
6 7

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SCM
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NPCM
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Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $173M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 2% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.