WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AERTW
101
Aeries Technology Warrant
AERTW
$6.77K ﹤0.01% +95,027 New +$6.77K
PGYWW
102
Pagaya Technologies Ltd. Warrants
PGYWW
$22.6M
$6.59K ﹤0.01% 30,000 – –
YTEN
103
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
$6.12K ﹤0.01% 25,500 -15,494 -38% -$3.72K
PALI icon
104
Palisade Bio
PALI
$6.3M
$5.9K ﹤0.01% 10,000 – –
ICUCW
105
SeaStar Medical Holding Corporation Warrant
ICUCW
$774K
$5.89K ﹤0.01% 193,600 -123,272 -39% -$3.75K
EMPD
106
Empery Digital Inc. Common stock
EMPD
$334M
$5.46K ﹤0.01% +55,000 New +$5.46K
IVDAW icon
107
Iveda Solutions, Inc. Warrant
IVDAW
$5.43K ﹤0.01% 49,413 – –
AEON.WS
108
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$5.34K ﹤0.01% 53,500 – –
BAERW icon
109
Bridger Aerospace Group Holdings, Inc. Warrant
BAERW
$4.16M
$5.33K ﹤0.01% 25,200 – –
NCPL icon
110
Netcapital
NCPL
$9.44M
$5.31K ﹤0.01% 25,000 +5,000 +25% +$1.06K
AIMDW icon
111
Ainos Warrants
AIMDW
$187K
$5.22K ﹤0.01% 24,871 -5,424 -18% -$1.14K
KTTAW icon
112
Pasithea Therapeutics Corp. Warrants
KTTAW
$50.9K
$5.22K ﹤0.01% 289,868 – –
THAR icon
113
Tharimmune
THAR
$31.4M
$5.09K ﹤0.01% 10,002 -25,998 -72% -$13.2K
NRSNW icon
114
NeuroSense Therapeutics Ltd. Warrant
NRSNW
$13.2M
$4.96K ﹤0.01% 63,502 -12,607 -17% -$985
MTEKW icon
115
Maris-Tech Ltd. Warrants
MTEKW
$2.15M
$4.58K ﹤0.01% 226,620 +26,720 +13% +$540
PNST.WS
116
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$4.5K ﹤0.01% 12,200 – –
ZURAW
117
DELISTED
Zura Bio Limited Warrants
ZURAW
$4.39K ﹤0.01% 25,818 – –
SMR.WS
118
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$3.57K ﹤0.01% +11,500 New +$3.57K
RBOT.WS icon
119
Vicarious Surgical Inc. Warrants, each whole warrant exercisable for 1/30th of a share of Class A Common Stock at an exercise price of $345.00
RBOT.WS
$178K
$3.36K ﹤0.01% 112,000 – –
ANGHW icon
120
Anghami Inc Warrants
ANGHW
$154K
$3.23K ﹤0.01% 40,409 – –
HUBCW icon
121
Hub Cyber Security Ltd. Warrant 2/27/28
HUBCW
$982K
$2.4K ﹤0.01% 171,171 +71,171 +71% +$996
AOGOW
122
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$2.35K ﹤0.01% 90,000 – –
KULR icon
123
KULR Technology Group
KULR
$193M
$2.13K ﹤0.01% 11,500 – –
SXTPW icon
124
60 Degrees Pharmaceuticals Warrant
SXTPW
$133K
$2.07K ﹤0.01% 29,515 – –
XBPEW
125
XBP Europe Holdings, Inc. Warrant
XBPEW
$1.25M
$1.95K ﹤0.01% 38,900 +6,499 +20% +$325
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