WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$142M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
295
New
Increased
Reduced
Closed

Top Buys

1
+$6.04M
2
+$5.9M
3
+$5.2M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.14M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$1.97M

Top Sells

1
+$26.2M
2
+$13.4M
3
+$1.85M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$763K
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$743K

Sector Composition

1 Financials 1.45%
2 Real Estate 0.47%
3 Utilities 0.45%
4 Healthcare 0.32%
5 Technology 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$22K ﹤0.01%
80,208
-13,986
102
$22K ﹤0.01%
50,500
+25,925
103
$22K ﹤0.01%
+99,150
104
$21K ﹤0.01%
3,652
105
$21K ﹤0.01%
+55,000
106
$20K ﹤0.01%
1,250
+100
107
$20K ﹤0.01%
311,183
+11,275
108
$20K ﹤0.01%
47,000
+7,000
109
$18K ﹤0.01%
86,667
-1,600
110
$17K ﹤0.01%
44,116
+9,056
111
$17K ﹤0.01%
78,500
-31,500
112
$16K ﹤0.01%
6,000
+4,200
113
$16K ﹤0.01%
22,000
114
$15K ﹤0.01%
208,917
-118,990
115
$14K ﹤0.01%
+1,673
116
$14K ﹤0.01%
+50
117
$14K ﹤0.01%
49,588
118
$14K ﹤0.01%
+2,500
119
$13K ﹤0.01%
50,677
+1,000
120
$13K ﹤0.01%
+23,000
121
$11K ﹤0.01%
100,000
122
$11K ﹤0.01%
2,416
+167
123
$11K ﹤0.01%
+1,450
124
$11K ﹤0.01%
22,500
+11,250
125
$11K ﹤0.01%
28,800
3 4
5
6 7