WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$438M
AUM Growth
+$106M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$27.6M
2
+$11.9M
3
+$9.35M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$7.82M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.39M

Top Sells

1
+$2.66M
2
+$2.62M
3
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$1.07M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

1 Financials 0.7%
2 Consumer Discretionary 0.53%
3 Real Estate 0.29%
4 Utilities 0.27%
5 Healthcare 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$24K ﹤0.01%
1,150
+550
102
$24K ﹤0.01%
476
+151
103
$24K ﹤0.01%
3,000
+2,000
104
$24K ﹤0.01%
11,306
+5,056
105
$23K ﹤0.01%
+22,000
106
$22K ﹤0.01%
92,785
+11,041
107
$22K ﹤0.01%
+10,000
108
$21K ﹤0.01%
27,981
+2,203
109
$20K ﹤0.01%
2,249
+167
110
$19K ﹤0.01%
+32,501
111
$18K ﹤0.01%
63,865
112
– –
0
113
$17K ﹤0.01%
45,521
+26,883
114
$17K ﹤0.01%
66,215
+41,902
115
$17K ﹤0.01%
26,180
+6,739
116
$16K ﹤0.01%
100,000
+48,601
117
$15K ﹤0.01%
+5
118
$15K ﹤0.01%
49,086
+24,541
119
$15K ﹤0.01%
+1,667
120
$14K ﹤0.01%
23,996
-42,610
121
$13K ﹤0.01%
10,000
122
$13K ﹤0.01%
+4
123
$12K ﹤0.01%
28,800
-3,937
124
$12K ﹤0.01%
+11,250
125
$11K ﹤0.01%
24,381
+3,294
3 4
5
6 7