We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$649M
AUM Growth
+$110M
Cap. Flow
-$127M
Cap. Flow %
-19.49%
Top 10 Hldgs %
64.55%
Holding
273
New
75
Increased
52
Reduced
26
Closed
44

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$19M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$11.6M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.15M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$5.78M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.53M

Top Sells

Rank Stock Value
1
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
+$2.62M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$2.49M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$912K
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

Rank Sector Weight
1 Financials 0.47%
2 Consumer Discretionary 0.36%
3 Real Estate 0.19%
4 Utilities 0.19%
5 Healthcare 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TALKW
101
DELISTED
Talkspace Inc Warrant
TALKW
$59K 0.01%
245,000
+119,998
+96% +$25.6K
GOEVW
102
DELISTED
Canoo Inc. Warrant
GOEVW
$59K 0.01%
49,588
-20,000
-29% -$28.6K
DTSTW
103
DELISTED
Data Storage Corp Warrant
DTSTW
$56K 0.01%
81,412
-6,888
-8% -$4.32K
OCGN icon
104
Ocugen
OCGN
$444M
$56K 0.01%
+17,000
New +$59.7K
OCGN icon
105
PUT
Ocugen
OCGN
$444M
$56K 0.01%
+17,000
New +$59.7K
TRKAW
106
DELISTED
Troika Media Group, Inc. Warrant
TRKAW
$52K 0.01%
327,907
+108,864
+50% +$25.4K
APCX
107
DELISTED
AppTech Payments
APCX
$51K 0.01%
+38,000
New +$61.2K
AREBW
108
DELISTED
American Rebel Holdings Warrants
AREBW
$51K 0.01%
+1,445
New +$54.8K
KTTAW icon
109
Pasithea Therapeutics Warrants
KTTAW
$24.1K
$51K 0.01%
299,908
+80,988
+37% +$19.3K
SWAGW icon
110
Stran & Company Warrant
SWAGW
$49K 0.01%
148,015
-133,108
-47% -$62.4K
APCXW
111
DELISTED
AppTech Payments Corp Warrant
APCXW
$45K 0.01%
+181,552
New +$59.5K
BNC
112
CEA Industries
BNC
$104M
$45K 0.01%
+1,502
New +$39.3K
GMVDW
113
DELISTED
G Medical Innovations Holdings Ltd. Warrants
GMVDW
$45K 0.01%
89,295
+76,494
+598% +$42.5K
MDWD icon
114
MediWound
MDWD
$183M
$44K 0.01%
+3,125
New +$50.6K
TCBPW
115
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$44K 0.01%
+88,267
New +$41K
PETVW
116
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$41K 0.01%
123,331
+62,823
+104% +$24.4K
CINGW icon
117
Cingulate Inc Warrants
CINGW
$46.8K
$39K 0.01%
110,032
+53,365
+94% +$23.1K
VRPX
118
DELISTED
Virpax Pharmaceuticals, Inc. Common Stock
VRPX
$39K 0.01%
+71
New +$41.4K
BBLGW
119
Bone Biologics Corp Warrants
BBLGW
$26.2M
$38K 0.01%
3,652
+2,352
+181% +$31.4K
GLS.WS
120
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$37K 0.01%
+162,246
New +$37.9K
MOBQW
121
DELISTED
Mobiquity Technologies, Inc. Warrant
MOBQW
$35K 0.01%
94,194
+51,693
+122% +$27.6K
NYMX
122
DELISTED
Nymox Pharmaceutical Corp
NYMX
$31K ﹤0.01%
+24,575
New +$37.9K
ANGHW icon
123
Anghami Inc Warrants
ANGHW
$74.4K
$30K ﹤0.01%
+49,677
New +$34.2K
DRCTW
124
DELISTED
Direct Digital Holdings, Inc. Warrant
DRCTW
$25K ﹤0.01%
+35,060
New +$19.7K
LVO icon
125
LiveOne
LVO
$60.9M
$24K ﹤0.01%
3,000
+2,000
+200% +$17.4K
3 4
5
6 7

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q1 2022 Portfolio in Review

As of Q1 2022, Warberg Asset Management held 273 positions worth $649M, up 20% from $540M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Warberg Asset Management withdrew a net $127M in Q1 2022, closing 44 positions and reducing 26 holdings. Its most notable exit was Essential Utilities, Inc.6.00% Tangible Equity Units, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.47% of assets, down from 0.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 20+ Year Treasury Bond ETF worth $1.85M.

  • Warberg Asset Management's largest Q1 2022 buy was iShares 20+ Year Treasury Bond ETF: 14,000 shares worth $1.85M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $19M increase.
  • Warberg Asset Management's biggest Q1 2022 reduction was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $2.49M.
  • Warberg Asset Management fully exited Essential Utilities, Inc.6.00% Tangible Equity Units in Q1 2022, selling an estimated $2.62M.
  • Warberg Asset Management's ten largest holdings make up 65% of its $649M portfolio in Q1 2022.
  • Warberg Asset Management opened 75 new positions and closed 44 in Q1 2022.
  • Warberg Asset Management's portfolio value rose 20% quarter-over-quarter to $649M.

Based on Warberg Asset Management's 13F filing for Q1 2022, filed 13 May 2022.