We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHPG
76
ChampionsGate Acquisition Corp
CHPG
$104M
$356K 0.06%
34,742
– –
YCY
77
AA Mission Acquisition Corp II
YCY
$151M
$352K 0.06%
34,987
-13
-0% -$130
FMACU
78
Future Money Acquisition Corp Units
FMACU
$106M
$350K 0.06%
+35,000
New +$350K
CCAQ
79
Collective Acquisition Corp
CCAQ
$212M
$292K 0.05%
28,303
-100
-0.4% -$1.03K
IAUX.WS
80
i-80 Gold Corp Warrants
IAUX.WS
$152M
$292K 0.05%
291,753
+19,238
+7% +$21.7K
APAC
81
StoneBridge Acquisition II Corp
APAC
$82.1M
$276K 0.05%
27,500
– –
GDX icon
82
CALL
VanEck Gold Miners ETF
GDX
$26.9B
$275K 0.05%
3,000
-19,000
-86% -$1.87M
SLV icon
83
CALL
iShares Silver Trust
SLV
$31.3B
$273K 0.05%
4,000
-21,000
-84% -$1.6M
MKLY
84
McKinley Acquisition Corp
MKLY
$249M
$271K 0.05%
27,000
– –
CRML icon
85
PUT
Critical Metals Corp
CRML
$967M
$262K 0.04%
33,000
– –
PGAC
86
Pantages Capital Acquisition Corp
PGAC
$118M
$259K 0.04%
24,760
-51,430
-68% -$537K
ENHA
87
Enhanced Group Inc
ENHA
$322M
$254K 0.04%
25,000
– –
SOCA
88
Solarius Capital Acquisition Corp
SOCA
$242M
$253K 0.04%
24,895
– –
EVOX
89
Evolution Global Acquisition Corp
EVOX
$323M
$249K 0.04%
25,000
– –
CMIIU
90
Columbus Circle Capital Corp II Unit
CMIIU
$249K 0.04%
+25,000
New +$250K
TDWD
91
Tailwind 2.0 Acquisition Corp
TDWD
$237M
$247K 0.04%
24,900
– –
LAFA
92
LaFayette Acquisition Corp
LAFA
$159M
$245K 0.04%
24,553
– –
AXIN
93
Axiom Intelligence Acquisition Corp 1
AXIN
$281M
$243K 0.04%
23,992
-8
-0% -$81
DRDB
94
Roman DBDR Acquisition Corp II
DRDB
$326M
$243K 0.04%
23,206
-704
-3% -$7.37K
CRAN
95
Crane Harbor Acquisition Corp II
CRAN
$476M
$233K 0.04%
+23,512
New +$234K
RIBB
96
Ribbon Acquisition Corp
RIBB
$51.9M
$229K 0.04%
21,826
+4,026
+23% +$42.2K
QSEA
97
Quartzsea Acquisition Corp
QSEA
$108M
$228K 0.04%
21,951
-2,049
-9% -$21.1K
GIXXU
98
GigCapital9 Corp Units
GIXXU
$219K 0.04%
+21,796
New +$219K
TLT icon
99
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$217K 0.04%
+2,500
New +$220K
NEOVW icon
100
NeoVolta Inc Warrant
NEOVW
$1.17M
$214K 0.04%
151,162
-62,206
-29% -$95.3K
2 3
4
5 6

Similar funds

IQI
Integrated Quantitative Investments Bellevue, Washington $551M AUM 45.27% 1-Year Est. Return
BT
Brandywine Trust Hockessin, Delaware $552M AUM 5.23% 1-Year Est. Return
SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
Brasada Capital Management Houston, Texas $545M AUM 18.58% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.