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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$261M
Cap. Flow %
-40.59%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Healthcare 0.43%
3 Communication Services 0.4%
4 Real Estate 0.12%
5 Technology 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NE.WS.A icon
76
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$208K 0.03%
28,887
-12,893
-31% -$73.4K
GME icon
77
CALL
GameStop
GME
$9.75B
$205K 0.03%
8,400
-18,600
-69% -$499K
ASPC
78
A SPAC III Acquisition Corp
ASPC
$25.3M
$205K 0.03%
20,000
– –
BLUWU
79
Blue Water Acquisition Corp III Unit
BLUWU
$200K 0.03%
+20,000
New +$200K
RANG
80
Range Capital Acquisition Corp
RANG
$23.2M
$190K 0.03%
18,645
– –
RIBB
81
Ribbon Acquisition Corp
RIBB
$51.9M
$181K 0.03%
17,800
– –
COPL
82
Copley Acquisition Corp
COPL
$248M
$175K 0.03%
+17,400
New +$174K
EURK
83
Eureka Acquisition Corp
EURK
$26M
$161K 0.03%
15,388
+388
+3% +$4.02K
CMPOW
84
DELISTED
CompoSecure Inc Warrant
CMPOW
$160K 0.02%
+25,565
New +$124K
FGMC
85
DELISTED
FG Merger II Corp
FGMC
$148K 0.02%
15,000
– –
UYSC
86
UY Scuti Acquisition Corp
UYSC
$56.3M
$147K 0.02%
+14,600
New +$146K
FSHP
87
Flag Ship Acquisition Corp
FSHP
$104K 0.02%
10,001
+1
+0% +$10
ATII
88
Archimedes Tech SPAC Partners II Co
ATII
$315M
$102K 0.02%
+10,000
New +$101K
OYSEU
89
Oyster Enterprises II Acquisition Corp Units
OYSEU
$101K 0.02%
+10,000
New +$101K
TVA
90
Texas Ventures Acquisition III Corp
TVA
$315M
$101K 0.02%
+10,000
New +$100K
NVAWW
91
DELISTED
Nova Minerals Ltd Warrant
NVAWW
$95.3K 0.01%
18,249
-1,499
-8% -$8.6K
JOBY.WS icon
92
Joby Aviation Warrants
JOBY.WS
$87.9K 0.01%
36,638
-90,962
-71% -$123K
ABX
93
PUT
Abacus Global Management
ABX
$989M
$82.2K 0.01%
+16,000
New +$118K
USARW
94
DELISTED
USA Rare Earth Inc Warrant
USARW
$71.9K 0.01%
+30,214
New +$61.9K
PROP icon
95
Prairie Operating Co
PROP
$69.8M
$55K 0.01%
18,379
+2,544
+16% +$10.2K
MDCXW
96
Medicus Pharma Warrant
MDCXW
$493K
$52.7K 0.01%
59,611
-5,408
-8% -$5.75K
NXGLW icon
97
NexGel Inc Warrant
NXGLW
$46.1K 0.01%
184,496
-22,759
-11% -$7.66K
HURA
98
TuHURA Biosciences
HURA
$138M
$44.8K 0.01%
+20,000
New +$67.6K
SYNX icon
99
Silynxcom
SYNX
$6.7M
$43.8K 0.01%
+25,466
New +$46.4K
MTEKW icon
100
Maris-Tech Ltd Warrants
MTEKW
$878K
$41.9K 0.01%
139,831
-103,519
-43% -$23.4K
2 3
4
5 6

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $261M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.