WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.34M
2
+$1.76M
3
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

1
+$2.98M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$23.2K 0.01%
215,465
+185,667
77
$21.4K 0.01%
23,465
-8,154
78
$21K 0.01%
+68,400
79
$20.5K 0.01%
151,864
-48,136
80
$20.3K 0.01%
+75,000
81
$18.9K ﹤0.01%
+96,800
82
$18.1K ﹤0.01%
+47,500
83
$13K ﹤0.01%
34,997
-75,840
84
$10K ﹤0.01%
83,469
-55,648
85
$9.61K ﹤0.01%
14,800
86
$8.98K ﹤0.01%
+47,253
87
$7K ﹤0.01%
157,925
-279,062
88
$6.38K ﹤0.01%
17,244
-12,756
89
$6.25K ﹤0.01%
+15,637
90
$5.5K ﹤0.01%
28,200
91
$5.48K ﹤0.01%
42,344
-105,826
92
$5.47K ﹤0.01%
60,900
93
$5.32K ﹤0.01%
121,152
94
$4.19K ﹤0.01%
15,200
+200
95
$4.15K ﹤0.01%
117,882
96
$4.12K ﹤0.01%
136,283
-8,678
97
$4.09K ﹤0.01%
34,060
-11,626
98
$4.02K ﹤0.01%
162,771
99
$4K ﹤0.01%
+21,062
100
$3.27K ﹤0.01%
292,107
2 3
4
5 6