We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$173M
Cap. Flow %
-26.45%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Consumer Discretionary 0.21%
3 Real Estate 0.14%
4 Technology 0.13%
5 Healthcare 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFJK
76
Aimei Health Technology Co
AFJK
$38.4M
$161K 0.02%
15,017
+8
+0.1% +$85
FLG
77
CALL
Flagstar Bank National Association
FLG
$5.93B
$157K 0.02%
16,800
-3,200
-16% -$34.9K
NXGLW icon
78
NexGel Inc Warrant
NXGLW
$155K 0.02%
+206,186
New +$121K
EURK
79
Eureka Acquisition Corp
EURK
$26M
$152K 0.02%
15,000
– –
VTAK icon
80
Catheter Precision
VTAK
$952K
$140K 0.02%
16,324
+12,798
+363% +$110K
RIVN icon
81
CALL
Rivian
RIVN
$22.2B
$133K 0.02%
10,000
– –
STXS icon
82
Stereotaxis
STXS
$133M
$132K 0.02%
57,838
-144,860
-71% -$303K
NNAVW
83
DELISTED
NextNav Inc Warrant
NNAVW
$126K 0.02%
+21,999
New +$112K
LUNRW
84
DELISTED
Intuitive Machines, Inc. Warrants
LUNRW
$119K 0.02%
+15,100
New +$61.5K
AVPTW
85
DELISTED
AvePoint Inc Warrant
AVPTW
$115K 0.02%
+20,259
New +$100K
BOWN
86
DELISTED
Bowen Acquisition Corp
BOWN
$109K 0.02%
10,000
– –
FSHP
87
Flag Ship Acquisition Corp
FSHP
$102K 0.02%
10,000
– –
PRPH
88
DELISTED
ProPhase Labs
PRPH
$77K 0.01%
+10,167
New +$143K
DTSTW
89
DELISTED
Data Storage Corp Warrant
DTSTW
$76.5K 0.01%
156,154
-23,443
-13% -$12.5K
ONFOW icon
90
Onfolio Holdings Warrant
ONFOW
$73.9K
$62.1K 0.01%
218,071
+150,165
+221% +$33K
SRXH
91
SRX Global
SRXH
$28.1M
$55.2K 0.01%
529
-148
-22% -$13K
USGOW
92
DELISTED
U.S. GoldMining Inc Warrant
USGOW
$48.6K 0.01%
+27,476
New +$44.3K
PSQH icon
93
CALL
PSQ Holdings
PSQH
$14.8M
$45.4K 0.01%
+667
New +$31.5K
SYRA
94
DELISTED
Syra Health Corp. Class A Common Stock
SYRA
$41.1K 0.01%
99,699
-108,547
-52% -$43.7K
NXLIW
95
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$39.4K 0.01%
112,685
-38,587
-26% -$14K
EONR.WS
96
EON Resources Warrants
EONR.WS
$1.46M
$37.7K 0.01%
651,117
+41,200
+7% +$3.13K
MOBBW
97
Mobilicom Ltd Warrants
MOBBW
$1.91B
$36.8K 0.01%
46,025
-39,971
-46% -$14.3K
RNWWW
98
ReNew Energy Global PLC Warrant
RNWWW
$61.1K
$35.6K 0.01%
218,400
-40,620
-16% -$10.5K
AMPX.WS icon
99
Amprius Technologies Warrants
AMPX.WS
$436M
$34.8K 0.01%
+98,000
New +$20.2K
FMSTW
100
Foremost Clean Energy Warrant
FMSTW
$2.69M
$33K 0.01%
+114,728
New +$35.9K
2 3
4
5 6

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $173M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 2% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.